Response to Office Action

OI

Ostrich Investments Cayman Ltd.

Response to Office Action

PTO Form 1957 (Rev 9/2005)
OMB No. 0651-0050 (Exp. 04/30/2011)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 85337367
LAW OFFICE ASSIGNED LAW OFFICE 103
MARK SECTION (no change)
ARGUMENT(S)

1.  Recitation of Services.

 

In response to the examining attorney's priority action, applicant has amended the recitation of services as recommended by the examining attorney.

 

2.  Applicant's Entity.

 

The examining attorney has required that applicant amend the designation of its corporate entity to "limited company."  Applicant respectfully requests that the examining attorney withdraw this requirement and allow the designation to remain "company," as it is at present. 

 

A copy of the applicant's certificate of organization is attached as Exhibit 1, indicating that the applicant is a "company" and, more specifically, an "exempted company."  As this is the technical terminology used under the laws of the Cayman Islands, applicant submits that such terminology is appropriate to identify applicant.  To use other terminology would create occasion for confusion in the title records of the Trademark Office, especially if later recorded documents do not refer to the applicant as a "limited company." 

 

The TMEP states that "the word 'company' is sometimes more accurate" to describe a foreign entity, and that "If the applicant is from the United Kingdom or another commonwealth country (e.g., Canada or Australia) and the term 'company' (or the abbreviation 'co.') is used, no inquiry is needed."  TMEP Section 803.03(i) (emphasis supplied).  The same provision states that "'Limited company' is also acceptable in commonwealth countries," but it does indicate that 'limited company' is required.  Id.  Note also that the electronic TEAS form for the filing of new trademark applications provides "company" as an available selection for a foreign entity.

 

Accordingly, applicant requests that the designation remain as "company."  Alternatively, applicant would consent to amend the designation to "exempted company."

 

EVIDENCE SECTION
        EVIDENCE FILE NAME(S)
       ORIGINAL PDF FILE evi_661921756-122041812_._ostrich_cert_of_org_09_26_2011_11_36_19_133.pdf
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT11\IMAGEOUT11\853\373\85337367\xml5\ROA0002.JPG
DESCRIPTION OF EVIDENCE FILE Certificate of organization
GOODS AND/OR SERVICES SECTION (current)
INTERNATIONAL CLASS 036
DESCRIPTION
Financial services, including private equity fund investment services and management of private equity funds
FILING BASIS Section 1(b)
GOODS AND/OR SERVICES SECTION (proposed)
INTERNATIONAL CLASS 036
TRACKED TEXT DESCRIPTION
Financial services, including private equity fund investment services and management of private equity funds; Private equity fund investment services and management of private equity funds
FINAL DESCRIPTION
Private equity fund investment services and management of private equity funds
FILING BASIS Section 1(b)
SIGNATURE SECTION
RESPONSE SIGNATURE /anthony masiello/
SIGNATORY'S NAME Anthony R. Masiello
SIGNATORY'S POSITION Attorney of Record, District of Columbia bar member
DATE SIGNED 09/26/2011
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Mon Sep 26 12:26:05 EDT 2011
TEAS STAMP USPTO/ROA-XX.XXX.XXX.X-20
110926122605761269-853373
67-4802bdd6e4a5efdd67fcd4
093dff2ebba5-N/A-N/A-2011
0926122041812923



PTO Form 1957 (Rev 9/2005)
OMB No. 0651-0050 (Exp. 04/30/2011)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 85337367 has been amended as follows:

ARGUMENT(S)
In response to the substantive refusal(s), please note the following:

1.  Recitation of Services.

 

In response to the examining attorney's priority action, applicant has amended the recitation of services as recommended by the examining attorney.

 

2.  Applicant's Entity.

 

The examining attorney has required that applicant amend the designation of its corporate entity to "limited company."  Applicant respectfully requests that the examining attorney withdraw this requirement and allow the designation to remain "company," as it is at present. 

 

A copy of the applicant's certificate of organization is attached as Exhibit 1, indicating that the applicant is a "company" and, more specifically, an "exempted company."  As this is the technical terminology used under the laws of the Cayman Islands, applicant submits that such terminology is appropriate to identify applicant.  To use other terminology would create occasion for confusion in the title records of the Trademark Office, especially if later recorded documents do not refer to the applicant as a "limited company." 

 

The TMEP states that "the word 'company' is sometimes more accurate" to describe a foreign entity, and that "If the applicant is from the United Kingdom or another commonwealth country (e.g., Canada or Australia) and the term 'company' (or the abbreviation 'co.') is used, no inquiry is needed."  TMEP Section 803.03(i) (emphasis supplied).  The same provision states that "'Limited company' is also acceptable in commonwealth countries," but it does indicate that 'limited company' is required.  Id.  Note also that the electronic TEAS form for the filing of new trademark applications provides "company" as an available selection for a foreign entity.

 

Accordingly, applicant requests that the designation remain as "company."  Alternatively, applicant would consent to amend the designation to "exempted company."

 



EVIDENCE
Evidence in the nature of Certificate of organization has been attached.
Original PDF file:
evi_661921756-122041812_._ostrich_cert_of_org_09_26_2011_11_36_19_133.pdf
Converted PDF file(s) (1 page)
Evidence-1

CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 036 for Financial services, including private equity fund investment services and management of private equity funds
Original Filing Basis:
Filing Basis: Section 1(b), Intent to Use: The applicant has a bona fide intention to use or use through the applicant's related company or licensee the mark in commerce on or in connection with the identified goods and/or services as of the filing date of the application. (15 U.S.C. Section 1051(b)).

Proposed:
Tracked Text Description: Financial services, including private equity fund investment services and management of private equity funds; Private equity fund investment services and management of private equity fundsClass 036 for Private equity fund investment services and management of private equity funds
Filing Basis: Section 1(b), Intent to Use: The applicant has a bona fide intention to use or use through the applicant's related company or licensee the mark in commerce on or in connection with the identified goods and/or services as of the filing date of the application. (15 U.S.C. Section 1051(b)).

SIGNATURE(S)
Response Signature
Signature: /anthony masiello/     Date: 09/26/2011
Signatory's Name: Anthony R. Masiello
Signatory's Position: Attorney of Record, District of Columbia bar member

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the applicant's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the applicant in this matter: (1) the applicant has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the applicant has filed a power of attorney appointing him/her in this matter; or (4) the applicant's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
Serial Number: 85337367
Internet Transmission Date: Mon Sep 26 12:26:05 EDT 2011
TEAS Stamp: USPTO/ROA-XX.XXX.XXX.X-20110926122605761
269-85337367-4802bdd6e4a5efdd67fcd4093df
f2ebba5-N/A-N/A-20110926122041812923


Response to Office Action [image/jpeg]


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