| PTO Form 1957 (Rev 9/2005) |
| OMB No. 0651-0050 (Exp. 04/30/2011) |
Response to Office Action
The table below presents the data as entered.
Input Field
|
Entered
|
| SERIAL NUMBER |
85293970 |
| LAW OFFICE ASSIGNED |
LAW OFFICE 103 |
| MARK SECTION (no change) |
| GOODS AND/OR SERVICES SECTION (035)(current) |
| INTERNATIONAL CLASS |
035 |
| DESCRIPTION |
| Marketing services, namely, promoting the services of investment management professionals via providing financial information on their
investment services in order to advertise their services via a global computer information network; financial database management |
| FILING BASIS |
Section 1(a) |
| FIRST USE ANYWHERE DATE |
At least as early as 12/27/2002 |
| FIRST USE IN COMMERCE DATE |
At least as early as 12/27/2002 |
| GOODS AND/OR SERVICES SECTION (035)(proposed) |
| INTERNATIONAL CLASS |
035 |
| TRACKED TEXT DESCRIPTION |
Marketing services, namely, promoting the services of investment management professionals via providing
financial information on their investment services in order to advertise their services via a global computer information network; Marketing and advertising
services, namely, promoting that services of investment management professionals by advertising their services via a global computer information network; financial database
management |
| FINAL DESCRIPTION |
| Marketing and advertising services, namely, promoting that services of investment management professionals by advertising their
services via a global computer information network; financial database management |
| FILING BASIS |
Section 1(a) |
| FIRST USE ANYWHERE DATE |
At least as early as 12/27/2002 |
| FIRST USE IN COMMERCE DATE |
At least as early as 12/27/2002 |
| GOODS AND/OR SERVICES SECTION (036)(class added) |
| INTERNATIONAL CLASS |
036 |
| DESCRIPTION |
| Providing information about financial investments to investment management professionals |
| FILING BASIS |
Section 1(a) |
| FIRST USE ANYWHERE DATE |
At least as early as 12/27/2002 |
| FIRST USE IN COMMERCE DATE |
At least as early as 12/27/2002 |
| PAYMENT SECTION |
| NUMBER OF CLASSES |
1 |
| FEE PER CLASS |
325 |
| TOTAL FEES DUE |
325 |
| SIGNATURE SECTION |
| DECLARATION SIGNATURE |
The filing Attorney has elected not to submit the signed declaration, believing no supporting declaration is required under the Trademark
Rules of Practice. |
| RESPONSE SIGNATURE |
/Christopher J. Day/ |
| SIGNATORY'S NAME |
Christopher J. Day |
| SIGNATORY'S POSITION |
Attorney of record, Arizona bar member |
| DATE SIGNED |
08/11/2011 |
| AUTHORIZED SIGNATORY |
YES |
| FILING INFORMATION SECTION |
| SUBMIT DATE |
Thu Aug 11 17:33:55 EDT 2011 |
| TEAS STAMP |
USPTO/ROA-XXX.XX.XX.XXX-2
0110811173355025582-85293
970-480fd6286ed185f4adbae
18b999dbbec7c-CC-4246-201
10811173252964222 |
| PTO Form 1957 (Rev 9/2005) |
| OMB No. 0651-0050 (Exp. 04/30/2011) |
Response to Office Action
To the Commissioner for Trademarks:
Application serial no.
85293970 has been amended as follows:
CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 035 for Marketing services, namely, promoting the services of investment management professionals via providing financial information on their investment services in order to
advertise their services via a global computer information network; financial database management
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 12/27/2002 and first used in commerce at least as early as 12/27/2002, and is
now in use in such commerce.
Proposed:
Tracked Text Description: Marketing services, namely, promoting the services of investment management professionals via providing financial information on their
investment services in order to advertise their services via a global computer information network;
Marketing and advertising services, namely, promoting that
services of investment management professionals by advertising their services via a global computer information network;
financial database managementClass 035 for
Marketing and advertising services, namely, promoting that services of investment management professionals by advertising their services via a global computer information network; financial database
management
Filing Basis: Section 1(a), Use in Commerce:The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 12/27/2002 and first used in commerce at least as early as 12/27/2002, and is
now in use in such commerce.
Applicant hereby adds the following class of goods/services to the application:
New: Class 036 for Providing information about financial investments to investment management professionals
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 12/27/2002 and first used in commerce at least as early as 12/27/2002, and is
now in use in such commerce.
FEE(S)
Fee(s) in the amount of $325 is being submitted.
SIGNATURE(S)
Declaration Signature
I hereby elect to bypass the submission of a signed declaration, because I believe a declaration is not required by the rules of practice. I understand that the examining attorney could still, upon
later review, require a signed declaration.
Response Signature
Signature: /Christopher J. Day/ Date: 08/11/2011
Signatory's Name: Christopher J. Day
Signatory's Position: Attorney of record, Arizona bar member
The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and
other federal territories and possessions; and he/she is currently the applicant's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S.
attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the applicant in this matter: (1) the applicant has filed or is concurrently filing a
signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the applicant has filed a power of attorney
appointing him/her in this matter; or (4) the applicant's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this
matter.
RAM Sale Number: 4246
RAM Accounting Date: 08/12/2011
Serial Number: 85293970
Internet Transmission Date: Thu Aug 11 17:33:55 EDT 2011
TEAS Stamp: USPTO/ROA-XXX.XX.XX.XXX-2011081117335502
5582-85293970-480fd6286ed185f4adbae18b99
9dbbec7c-CC-4246-20110811173252964222