OTCBB

Financial Industry Regulatory Authority, Inc.

Application Filed: 2011-01-18

Trademark Application Details

Status

702

Live/Registered

SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED

Research	OneLook Acronym Finder
Serial Number	85220191
Registration Number	4113904
Mark Drawing Code	4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form
Attorney Name	Aaron D. Hendelman
Attorney Docket Number	18110-TM1020
Law Office Assigned	M70
Employee Name	KING, LINDA M

Timeline

1988-10-31	Date of First Use
2011-01-18	Application Filed
2012-01-03	Published for Opposition
2012-03-20	Trademark Registered
2018-03-27	Location: TMO LAW OFFICE 116
2018-03-27	Status: Live/Registered
2018-07-08	Transaction Date

Trademark Applicants & Owners

Owner:	Financial Industry Regulatory Authority, Inc.
Entity Statement	non-profit corporation
Address	1735 K Street NW Washington DE 20006
Legal Entity Type
Legal Entity State	DE

Documents

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Attorney of Record

Aaron D. Hendelman
WILSON SONSINI GOODRICH & ROSATI
650 Page Mill Road
Palo Alto, CA 94304-1050

Good, Services, and Codes

International Codes:	36
U.S. Codes:	100,101,102

Type Code	Type
GS0361	Financial services, namely, providing an online web site with quotation and trade information for unlisted publicly traded equity securities; providing an online web site with financial investment and market information; financial services, namely, providing for others a quote submission platform that allows users to submit, update and receive quotations and other indications of trading interest for individual financial securities on a real-time basis

Type Code

Type

GS0361

Financial services, namely, providing an online web site with quotation and trade information for unlisted publicly traded equity securities; providing an online web site with financial investment and market information; financial services, namely, providing for others a quote submission platform that allows users to submit, update and receive quotations and other indications of trading interest for individual financial securities on a real-time basis

Trademark Filing History

Description	Date	Event Coding
NEW APPLICATION ENTERED IN TRAM	2011-01-21	1 NWAP I:Incoming Correspondence
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM	2011-01-25	2 NWOS I:Incoming Correspondence
NOTICE OF PSEUDO MARK MAILED	2011-01-26	3 MPMK O:Outgoing Correspondence
LETTER OF PROTEST ACCEPTED	2011-03-28	4 LOPT I:Incoming Correspondence
ASSIGNED TO EXAMINER	2011-04-05	5 DOCK D:Assigned to Examiner
NON-FINAL ACTION WRITTEN	2011-04-12	6 CNRT R:Renewal
NON-FINAL ACTION E-MAILED	2011-04-12	7 GNRT F:First Action
NOTIFICATION OF NON-FINAL ACTION E-MAILED	2011-04-12	8 GNRN O:Outgoing Correspondence
TEAS RESPONSE TO OFFICE ACTION RECEIVED	2011-06-07	9 TROA I:Incoming Correspondence
CORRESPONDENCE RECEIVED IN LAW OFFICE	2011-06-07	10 CRFA I:Incoming Correspondence
TEAS/EMAIL CORRESPONDENCE ENTERED	2011-06-08	11 TEME I:Incoming Correspondence
FINAL REFUSAL WRITTEN	2011-07-07	12 CNFR R:Renewal
FINAL REFUSAL E-MAILED	2011-07-07	13 GNFR O:Outgoing Correspondence
NOTIFICATION OF FINAL REFUSAL EMAILED	2011-07-07	14 GNFN O:Outgoing Correspondence
TEAS REQUEST FOR RECONSIDERATION RECEIVED	2011-10-07	15 ERFR I:Incoming Correspondence
CORRESPONDENCE RECEIVED IN LAW OFFICE	2011-10-07	16 CRFA I:Incoming Correspondence
TEAS/EMAIL CORRESPONDENCE ENTERED	2011-10-08	17 TEME I:Incoming Correspondence
APPROVED FOR PUB - PRINCIPAL REGISTER	2011-11-03	18 CNSA O:Outgoing Correspondence
ASSIGNED TO LIE	2011-11-29	19 ALIE A:Allowance for Publication
LAW OFFICE PUBLICATION REVIEW COMPLETED	2011-12-01	20 PREV O:Outgoing Correspondence
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED	2011-12-14	21 NONP E:E-Mail
PUBLISHED FOR OPPOSITION	2012-01-03	22 PUBO A:Allowance for Publication
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED	2012-01-03	23 NPUB E:E-Mail
REGISTERED-PRINCIPAL REGISTER	2012-03-20	24 R.PR A:Allowance for Publication
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2014-01-29	25 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2014-01-29	26 ARAA I:Incoming Correspondence
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED	2017-01-17	27 REAP I:Incoming Correspondence
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED	2017-01-17	28 ARAA I:Incoming Correspondence
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED	2017-03-20	29 REM1 E:E-Mail
TEAS SECTION 8 & 15 RECEIVED	2018-03-15	30 E815 I:Incoming Correspondence
CASE ASSIGNED TO POST REGISTRATION PARALEGAL	2018-03-27	31 APRE A:Allowance for Publication
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.	2018-03-27	32 C15A O:Outgoing Correspondence
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED	2018-03-27	33 NA85 E:E-Mail
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED	2021-03-20	34 REM2 E:E-Mail
CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9	2022-09-30	35 CAEX O:Outgoing Correspondence

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