Application

NIGHTHAWK

INSTINET HOLDINGS INCORPORATED

Trademark/Service Mark Application, Principal Register

PTO Form 1478 (Rev 6/2005)
OMB No. 0651-0009 (Exp xx/xx/xxxx)

Trademark/Service Mark Application, Principal Register

Serial Number: 78952663
Filing Date: 08/15/2006


The table below presents the data as entered.

Input Field
Entered
MARK SECTION
MARK NIGHTHAWK
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
LITERAL ELEMENT NIGHTHAWK
MARK STATEMENT The mark consists of standard characters, without claim to any particular font, style, size, or color.
OWNER SECTION
NAME Instinet, LLC
STREET 3 Times Square
CITY New York
STATE New York
ZIP/POSTAL CODE 10036
COUNTRY United States
EMAIL XXXX
AUTHORIZED EMAIL COMMUNICATION Yes
LEGAL ENTITY SECTION
TYPE LIMITED LIABILITY CORPORATION
GOODS AND/OR SERVICES SECTION
INTERNATIONAL CLASS 036
DESCRIPTION financial services, namely, a trading routing system that directs buy and sell orders to alternative trading systems
FILING BASIS Section 1(a)
        FIRST USE ANYWHERE DATE At least as early as 06/28/2006
        FIRST USE IN COMMERCE DATE At least as early as 06/14/2006
        SPECIMEN FILE NAME(S) \\TICRS\EXPORT4\IMAGEOUT4 \789\526\78952663\xml1\AP P0003.JPG
        \\TICRS\EXPORT4\IMAGEOUT4 \789\526\78952663\xml1\AP P0004.JPG
        \\TICRS\EXPORT4\IMAGEOUT4 \789\526\78952663\xml1\AP P0005.JPG
        SPECIMEN DESCRIPTION two pages from applicants customer information sheet and one screen shot from applicant's website
SIGNATURE SECTION
SIGNATURE /alan reed/
SIGNATORY NAME Alan Reed
SIGNATORY DATE 08/15/2006
SIGNATORY POSITION Associate General Counsel
PAYMENT SECTION
NUMBER OF CLASSES 1
NUMBER OF CLASSES PAID 1
SUBTOTAL AMOUNT 325
TOTAL AMOUNT 325
PAYMENT METHOD DA
ATTORNEY
NAME Alexandre A. Montagu
FIRM NAME Alexandre A. Montagu, P.C.
INTERNAL ADDRESS Suite 10C
STREET 1060 Park Avenue
CITY New York
STATE New York
ZIP/POSTAL CODE 10036
COUNTRY United States
PHONE 212.996.1287
FAX 212.996.9579
EMAIL trademarks@montagulaw.com
AUTHORIZED EMAIL COMMUNICATION Yes
ATTORNEY DOCKET NUMBER Instinet
OTHER APPOINTED ATTORNEY(S) Michael R. Rizzo
CORRESPONDENCE SECTION
NAME Alexandre A. Montagu
FIRM NAME Alexandre A. Montagu, P.C.
INTERNAL ADDRESS Suite 10C
STREET 1060 Park Avenue
CITY New York
STATE New York
ZIP/POSTAL CODE 10036
COUNTRY United States
PHONE 212.996.1287
FAX 212.996.9579
EMAIL trademarks@montagulaw.com
AUTHORIZED EMAIL COMMUNICATION Yes
FILING INFORMATION
SUBMIT DATE Tue Aug 15 17:15:16 EDT 2006
TEAS STAMP USPTO/BAS-XXXXXXXXXX-2006
0815171516022301-78952663
-200fab4a87550925fdceef51
b6ef651adbb-DA-506-200608
15160139138238



PTO Form 1478 (Rev 6/2005)
OMB No. 0651-0009 (Exp xx/xx/xxxx)


Trademark/Service Mark Application, Principal Register

Serial Number: 78952663
Filing Date: 08/15/2006


To the Commissioner for Trademarks:

MARK: (Standard Characters, see mark)

The mark consists of standard characters, without claim to any particular font, style, size, or color.

The literal element of the mark consists of NIGHTHAWK.

The applicant, Instinet, LLC, a LIMITED LIABILITY CORPORATION residing at 3 Times Square, New York, New York, United States, 10036, requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended.

The applicant, or the applicant's related company or licensee, is using the mark in commerce, and lists below the dates of use by the applicant, or the applicant's related company, licensee, or predecessor in interest, of the mark on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended.

      International Class 036: financial services, namely, a trading routing system that directs buy and sell orders to alternative trading systems

In International Class 036, the mark was first used at least as early as 06/28/2006, and first used in commerce at least as early as 06/14/2006, and is now in use in such commerce. The applicant is submitting or will submit one specimen for each class showing the mark as used in commerce on or in connection with any item in the class of listed goods and/or services, consisting of a(n) two pages from applicants customer information sheet and one screen shot from applicant's website.

      Specimen - 1
      Specimen - 2
      Specimen - 3

The applicant hereby appoints Alexandre A. Montagu and Michael R. Rizzo of Alexandre A. Montagu, P.C., Suite 10C, 1060 Park Avenue, New York, New York, United States, 10036 to submit this application on behalf of the applicant. The attorney docket/reference number is Instinet.

The USPTO is authorized to communicate with the applicant or its representative at the following email address: trademarks@montagulaw.com.

A fee payment in the amount of $325 will be submitted with the application, representing payment for 1 class(es).

Declaration

The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true.



Signature: /alan reed/   Date: 08/15/2006
Signatory's Name: Alan Reed
Signatory's Position: Associate General Counsel


Mailing Address:
     Alexandre A. Montagu
     Suite 10C
     1060 Park Avenue
     New York, New York 10036

RAM Sale Number: 506
RAM Accounting Date: 08/16/2006

Serial Number: 78952663
Internet Transmission Date: Tue Aug 15 17:15:16 EDT 2006
TEAS Stamp: USPTO/BAS-XXXXXXXXXX-2006081517151602230
1-78952663-200fab4a87550925fdceef51b6ef6
51adbb-DA-506-20060815160139138238

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