| Trademark Snap Shot Prosecution History for Review Correspondence (Table presents the data on Prosecution History for Review Correspondence) |
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OVERVIEW |
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| SERIAL NUMBER | 78183037 | FILING DATE | 11/08/2002 |
| REG NUMBER | 2861450 | REG DATE | 07/06/2004 |
| REGISTER | PRINCIPAL | MARK TYPE | SERVICE MARK |
| INTL REG # | N/A | INTL REG DATE | N/A |
| TM ATTORNEY | SMIGA, HOWARD |
L.O. ASSIGNED | 102 |
PUB INFORMATION |
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| RUN DATE | 02/02/2011 | ||
| PUB DATE | 12/30/2003 | ||
| STATUS | 702-SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED | ||
| STATUS DATE | 03/23/2010 | ||
| LITERAL MARK ELEMENT | AES | ||
| DATE ABANDONED | N/A | DATE CANCELLED | N/A |
| SECTION 2F | NO | SECTION 2F IN PART | NO |
| SECTION 8 | NO | SECTION 8 IN PART | NO |
| SECTION 15 | NO | REPUB 12C | N/A |
| RENEWAL FILED | NO | RENEWAL DATE | N/A |
| DATE AMEND REG | N/A | ||
FILING BASIS |
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| FILED BASIS | CURRENT BASIS | AMENDED BASIS | |||
| 1 (a) | NO | 1 (a) | YES | 1 (a) | NO |
| 1 (b) | YES | 1 (b) | NO | 1 (b) | NO |
| 44D | NO | 44D | NO | 44D | NO |
| 44E | NO | 44E | NO | 44E | NO |
| 66A | NO | 66A | NO | ||
| NO BASIS | NO | NO BASIS | NO | ||
MARK DATA |
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| STANDARD CHARACTER MARK | NO |
| LITERAL MARK ELEMENT | AES |
| MARK DRAWING CODE | 1-TYPESET WORD(S)/LETTER(S)/NUMBER(S) |
| COLOR DRAWING FLAG | NO |
CURRENT OWNER INFORMATION |
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| PARTY TYPE | 31-SUBSEQUENT OWNER AFTER REGISTRATION |
| NAME | CREDIT SUISSE SECURITIES (USA) LLC |
| ADDRESS | ONE MADISON AVENUE NEW YORK, NY 10010 |
| ENTITY | 16-LTD LIAB CO |
| CITIZENSHIP | Delaware |
GOODS AND SERVICES |
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| INTERNATIONAL CLASS | 036 |
| DESCRIPTION TEXT | Security brokerage services, namely, executing financial securities trading for others |
GOODS AND SERVICES CLASSIFICATION |
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| INTERNATIONAL CLASS | 036 | FIRST USE DATE | 04/00/2002 | FIRST USE IN COMMERCE DATE | 04/00/2002 | CLASS STATUS | 6-ACTIVE |
MISCELLANEOUS INFORMATION/STATEMENTS |
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| CHANGE IN REGISTRATION | NO |
PROSECUTION HISTORY |
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| DATE | ENT CD | ENT TYPE | DESCRIPTION | ENT NUM |
| 02/01/2011 | CORV | P | REVIEW OF CORRESPONDENCE COMPLETE | 027 |
| 01/27/2011 | APRE | A | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 026 |
| 01/25/2011 | CORV | P | REVIEW OF CORRESPONDENCE COMPLETE | 025 |
| 10/14/2010 | I | PAPER RECEIVED | 024 | |
| 03/23/2010 | C15A | O | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 023 |
| 03/11/2010 | APRE | A | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 022 |
| 02/25/2010 | E815 | I | TEAS SECTION 8 & 15 RECEIVED | 021 |
| 04/28/2008 | ARAA | I | ATTORNEY REVOKED AND/OR APPOINTED | 020 |
| 04/28/2008 | REAP | I | TEAS REVOKE/APPOINT ATTORNEY RECEIVED | 019 |
| 04/09/2008 | WOAG | I | WITHDRAWAL OF ATTORNEY GRANTED | 018 |
| 04/09/2008 | WOAR | I | TEAS WITHDRAWAL OF ATTORNEY RECEIVED | 017 |
| 01/18/2007 | TCCA | I | TEAS CHANGE OF CORRESPONDENCE RECEIVED | 016 |
| 07/06/2004 | R.PR | A | REGISTERED-PRINCIPAL REGISTER | 015 |
| 05/10/2004 | CNPR | P | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 014 |
| 05/07/2004 | DOCK | D | ASSIGNED TO EXAMINER | 013 |
| 04/20/2004 | SUPC | I | STATEMENT OF USE PROCESSING COMPLETE | 012 |
| 04/20/2004 | IUAF | S | USE AMENDMENT FILED | 011 |
| 04/20/2004 | EISU | I | TEAS STATEMENT OF USE RECEIVED | 010 |
| 03/23/2004 | NOAM | O | NOA MAILED - SOU REQUIRED FROM APPLICANT | 009 |
| 12/30/2003 | PUBO | A | PUBLISHED FOR OPPOSITION | 008 |
| 12/10/2003 | NPUB | O | NOTICE OF PUBLICATION | 007 |
| 11/07/2003 | CNSA | P | APPROVED FOR PUB - PRINCIPAL REGISTER | 006 |
| 09/18/2003 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 005 |
| 09/18/2003 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 004 |
| 04/17/2003 | GNRT | F | NON-FINAL ACTION E-MAILED | 003 |
| 04/09/2003 | DOCK | D | ASSIGNED TO EXAMINER | 002 |
| 03/31/2003 | DOCK | D | ASSIGNED TO EXAMINER | 001 |
CURRENT CORRESPONDENCE INFORMATION |
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| ATTORNEY | Monica B. Richman |
| CORRESPONDENCE ADDRESS | Monica B. Richman SNR DENTON US LLP P.O. Box #061080 Chicago, IL 60606-1080 |
| DOMESTIC REPRESENTATIVE | NONE |
PRIOR OWNER INFORMATION |
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| PARTY TYPE | 30-ORIGINAL REGISTRANT |
| NAME | Credit Suisse First Boston LLC |
| ADDRESS | 11 Madison Avenue New York, NY 10010 |
| ENTITY | 16-LTD LIAB CO |
| CITIZENSHIP | Delaware |
| PARTY TYPE | 21-SUBSEQUENT OWNER AFTER PUBLICATION |
| NAME | Credit Suisse First Boston LLC |
| ADDRESS | 11 Madison Avenue New York, NY 10010 |
| ENTITY | 16-LTD LIAB CO |
| CITIZENSHIP | Delaware |
| PARTY TYPE | 20-OWNER AT PUBLICATION |
| NAME | Credit Suisse First Boston Corporation |
| ADDRESS | 11 Madison Avenue New York, NY 10010 |
| ENTITY | 03-CORPORATION |
| CITIZENSHIP | Massachusetts |
| PARTY TYPE | 10-ORIGINAL APPLICANT |
| NAME | Credit Suisse First Boston Corporation |
| ADDRESS | 11 Madison Avenue New York, NY 10010 |
| ENTITY | 03-CORPORATION |
| CITIZENSHIP | Massachusetts |