TRACE
Financial Industry Regulatory Authority, Inc.
Application Filed: 2009-05-01
Trademark Application Details
REGISTERED AND RENEWED
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| Serial Number | 77727439 |
| Registration Number | 3766438 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Aaron D. Hendelman |
| Attorney Docket Number | 18110-TM1028 |
| Law Office Assigned | L40 |
| Employee Name | BLAIR, JASON PAUL |
Timeline
| 2002-07-01 | Date of First Use |
| 2009-05-01 | Application Filed |
| 2010-01-12 | Published for Opposition |
| 2010-03-30 | Trademark Registered |
| 2019-10-28 | Location: GENERIC WEB UPDATE |
| 2019-10-28 | Status: Live/Registered |
| 2019-12-03 | Transaction Date |
| 2020-03-30 | Renewal Date |
Trademark Applicants & Owners
| Owner: |  Financial Industry Regulatory Authority, Inc. |
| Entity Statement | non-profit corporation |
| Address | 1735 K. Street NW Washington DE 20006 |
| Legal Entity Type | |
| Legal Entity State | DE |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 42 |
| U.S. Codes: | 100,101 |
| Type Code | Type |
|---|---|
| GS0421 | Providing temporary use of non-downloadable software used in the financial securities field for reporting and disseminating information on over-the-counter transactions and eligible fixed income securities |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2009-05-05 | 1 NWAP I:Incoming Correspondence |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2009-05-05 | 2 NWOS I:Incoming Correspondence |
| ASSIGNED TO EXAMINER | 2009-07-27 | 3 DOCK D:Assigned to Examiner |
| NON-FINAL ACTION WRITTEN | 2009-08-03 | 4 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2009-08-03 | 5 GNRT F:First Action |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2009-08-03 | 6 GNRN O:Outgoing Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2009-10-20 | 7 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2009-10-20 | 8 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2009-10-21 | 9 TEME I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2009-10-22 | 10 CNSA O:Outgoing Correspondence |
| ASSIGNED TO LIE | 2009-11-05 | 11 ALIE A:Allowance for Publication |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2009-11-05 | 12 PREV O:Outgoing Correspondence |
| WITHDRAWN FROM PUB - OG REVIEW QUERY | 2009-11-16 | 13 PBCR Z:Deletion |
| PREVIOUS ALLOWANCE COUNT WITHDRAWN | 2009-11-20 | 14 ZZZX Z:Deletion |
| EXAMINERS AMENDMENT -WRITTEN | 2009-12-02 | 15 CNEA R:Renewal |
| EXAMINERS AMENDMENT E-MAILED | 2009-12-02 | 16 GNEA O:Outgoing Correspondence |
| NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | 2009-12-02 | 17 GNEN O:Outgoing Correspondence |
| EXAMINER'S AMENDMENT ENTERED | 2009-12-02 | 18 XAEC I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2009-12-02 | 19 CNSA O:Outgoing Correspondence |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2009-12-04 | 20 PREV O:Outgoing Correspondence |
| PUBLISHED FOR OPPOSITION | 2010-01-12 | 21 PUBO A:Allowance for Publication |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2010-01-12 | 22 NPUB E:E-Mail |
| REGISTERED-PRINCIPAL REGISTER | 2010-03-30 | 23 R.PR A:Allowance for Publication |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2014-01-29 | 24 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2014-01-29 | 25 ARAA I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | 2015-03-30 | 26 REM1 E:E-Mail |
| TEAS SECTION 8 & 15 RECEIVED | 2016-04-13 | 27 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2016-06-20 | 28 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2016-06-20 | 29 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2016-06-20 | 30 NA85 E:E-Mail |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2017-01-17 | 31 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2017-01-17 | 32 ARAA I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 2019-03-30 | 33 REM2 E:E-Mail |
| TEAS SECTION 8 & 9 RECEIVED | 2019-09-25 | 34 E89R I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2019-10-28 | 35 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | 2019-10-28 | 36 89AG O:Outgoing Correspondence |
| REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | 2019-10-28 | 37 RNL1 Q: |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | 2019-10-28 | 38 NA89 E:E-Mail |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2024-03-14 | 39 COAR I:Incoming Correspondence |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2024-03-14 | 40 CHAN I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2024-03-14 | 41 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2024-03-14 | 42 ARAA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2024-03-14 | 43 TCCA I:Incoming Correspondence |
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