Application

CLAYMORE

GUGGENHEIM FUNDS DISTRIBUTORS, INC.

Trademark/Service Mark Application, Principal Register

PTO Form 1478 (Rev 9/2006)
OMB No. 0651-0009 (Exp 12/31/2008)

Trademark/Service Mark Application, Principal Register

Serial Number: 77503841
Filing Date: 06/20/2008

The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 77503841
MARK INFORMATION
*MARK \\TICRS\EXPORT2\IMAGEOUT2 \775\038\77503841\xml1\AP P0002.JPG
SPECIAL FORM YES
USPTO-GENERATED IMAGE NO
LITERAL ELEMENT CLAYMORE
COLOR MARK NO
*DESCRIPTION OF THE MARK
(and Color Location, if applicable)
The mark consists of the word CLAYMORE , a sword and a circle consisting of two stylized letter C's.
PIXEL COUNT ACCEPTABLE YES
PIXEL COUNT 323 x 269
REGISTER Principal
APPLICANT INFORMATION
*OWNER OF MARK Claymore Securities, Inc.
*STREET 2455 Corporate West Drive
*CITY Lisle
*STATE
(Required for U.S. applicants)
Illinois
*COUNTRY United States
*ZIP/POSTAL CODE
(Required for U.S. applicants only)
60532
LEGAL ENTITY INFORMATION
TYPE corporation
STATE/COUNTRY OF INCORPORATION Kansas
GOODS AND/OR SERVICES AND BASIS INFORMATION
*INTERNATIONAL CLASS 036 
*IDENTIFICATION Investment advisory services; securities brokerage services; mutual fund brokerage, distribution and investment services
FILING BASIS SECTION 1(a)
       FIRST USE ANYWHERE DATE At least as early as 06/02/2008
       FIRST USE IN COMMERCE DATE At least as early as 06/02/2008
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE spec-679412750-154154453_._claymore.pdf
       CONVERTED PDF FILE(S)
       (5 pages)
\\TICRS\EXPORT2\IMAGEOUT2\775\038\77503841\xml1\APP0003.JPG
        \\TICRS\EXPORT2\IMAGEOUT2\775\038\77503841\xml1\APP0004.JPG
        \\TICRS\EXPORT2\IMAGEOUT2\775\038\77503841\xml1\APP0005.JPG
        \\TICRS\EXPORT2\IMAGEOUT2\775\038\77503841\xml1\APP0006.JPG
        \\TICRS\EXPORT2\IMAGEOUT2\775\038\77503841\xml1\APP0007.JPG
       SPECIMEN DESCRIPTION Website pages
ADDITIONAL STATEMENTS SECTION
PRIOR REGISTRATION(S) The applicant claims ownership of U.S. Registration Number(s) 2802044, 2802050, and 2800058.
ATTORNEY INFORMATION
NAME Sana Hakim
ATTORNEY DOCKET NUMBER 0116603-003-
FIRM NAME Bell, Boyd & Lloyd LLP
STREET P.O. Box 1135
CITY Chicago
STATE Illinois
COUNTRY United States
ZIP/POSTAL CODE 60690-1135
PHONE 312-807-4350
FAX 312-827-8185
EMAIL ADDRESS trademarks@bellboyd.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
OTHER APPOINTED ATTORNEY Michael J. Abernathy, Christopher A. Bloom, Carol A. Genis, Jeremy H. Gottschalk, Cristiana N. Huynh, Natalie A. Remien and Kathryn Starshak
CORRESPONDENCE INFORMATION
NAME Sana Hakim
FIRM NAME Bell, Boyd & Lloyd LLP
STREET P.O. Box 1135
CITY Chicago
STATE Illinois
COUNTRY United States
ZIP/POSTAL CODE 60690-1135
PHONE 312-807-4350
FAX 312-827-8185
EMAIL ADDRESS trademarks@bellboyd.com
AUTHORIZED TO COMMUNICATE VIA EMAIL Yes
FEE INFORMATION
NUMBER OF CLASSES 1
FEE PER CLASS 325
*TOTAL FEE DUE 325
*TOTAL FEE PAID 325
SIGNATURE INFORMATION
SIGNATURE /Colleen Lamantia/
SIGNATORY'S NAME Colleen Lamantia
SIGNATORY'S POSITION Corporate Counsel
DATE SIGNED 06/20/2008



PTO Form 1478 (Rev 9/2006)
OMB No. 0651-0009 (Exp 12/31/2008)


Trademark/Service Mark Application, Principal Register

Serial Number: 77503841
Filing Date: 06/20/2008

To the Commissioner for Trademarks:

MARK: CLAYMORE (stylized and/or with design, see mark)

The literal element of the mark consists of CLAYMORE.
The applicant is not claiming color as a feature of the mark. The mark consists of the word CLAYMORE , a sword and a circle consisting of two stylized letter C's.
The applicant, Claymore Securities, Inc., a corporation of Kansas, having an address of
      2455 Corporate West Drive
      Lisle, Illinois 60532
      United States
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended.

       International Class 036:  Investment advisory services; securities brokerage services; mutual fund brokerage, distribution and investment services

Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, or the applicant's predecessor in interest used the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended.

In International Class 036, the mark was first used at least as early as 06/02/2008, and first used in commerce at least as early as 06/02/2008, and is now in use in such commerce. The applicant is submitting one specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods and/or services, consisting of a(n) Website pages.

Original PDF file:
spec-679412750-154154453_._claymore.pdf
Converted PDF file(s) (5 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5


The applicant claims ownership of U.S. Registration Number(s) 2802044, 2802050, and 2800058.

The applicant hereby appoints Sana Hakim and Michael J. Abernathy, Christopher A. Bloom, Carol A. Genis, Jeremy H. Gottschalk, Cristiana N. Huynh, Natalie A. Remien and Kathryn Starshak of Bell, Boyd & Lloyd LLP
      P.O. Box 1135
      Chicago, Illinois 60690-1135
      United States
to submit this application on behalf of the applicant. The attorney docket/reference number is 0116603-003-.

Correspondence Information: Sana Hakim
P.O. Box 1135
Chicago, Illinois 60690-1135
312-807-4350(phone)
312-827-8185(fax)
trademarks@bellboyd.com (authorized)

A fee payment in the amount of $325 has been submitted with the application, representing payment for 1 class(es).

Declaration

The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true.


Signature: /Colleen Lamantia/   Date Signed: 06/20/2008
Signatory's Name: Colleen Lamantia
Signatory's Position: Corporate Counsel



RAM Sale Number: 6200
RAM Accounting Date: 06/20/2008

Serial Number: 77503841
Internet Transmission Date: Fri Jun 20 11:27:09 EDT 2008
TEAS Stamp: USPTO/BAS-XX.XX.XXX.XX-20080620112709407
963-77503841-400eeaec4fcb0cbb240f7e44c96
4e4fc2-DA-6200-20080619154154453283

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