| Trademark Snap Shot Publication & Issue Review Stylesheet (Table presents the data on Publication & Issue Review Complete) |
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OVERVIEW |
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| SERIAL NUMBER | 77444815 | FILING DATE | 04/10/2008 |
| REG NUMBER | 0000000 | REG DATE | N/A |
| REGISTER | PRINCIPAL | MARK TYPE | TRADEMARK |
| INTL REG # | N/A | INTL REG DATE | N/A |
| TM ATTORNEY | CARL III, FRED |
L.O. ASSIGNED | 108 |
PUB INFORMATION |
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| RUN DATE | 06/16/2009 | ||
| PUB DATE | 07/21/2009 | ||
| STATUS | 681-PUBLICATION/ISSUE REVIEW COMPLETE | ||
| STATUS DATE | 06/15/2009 | ||
| LITERAL MARK ELEMENT | BARCLAYS GLOBAL INVESTORS | ||
| DATE ABANDONED | N/A | DATE CANCELLED | N/A |
| SECTION 2F | NO | SECTION 2F IN PART | NO |
| SECTION 8 | NO | SECTION 8 IN PART | NO |
| SECTION 15 | NO | REPUB 12C | N/A |
| RENEWAL FILED | NO | RENEWAL DATE | N/A |
| DATE AMEND REG | N/A | ||
FILING BASIS |
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| FILED BASIS | CURRENT BASIS | AMENDED BASIS | |||
| 1 (a) | NO | 1 (a) | NO | 1 (a) | NO |
| 1 (b) | YES | 1 (b) | YES | 1 (b) | NO |
| 44D | NO | 44D | NO | 44D | NO |
| 44E | NO | 44E | NO | 44E | NO |
| 66A | NO | 66A | NO | ||
| NO BASIS | NO | NO BASIS | NO | ||
MARK DATA |
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| STANDARD CHARACTER MARK | NO |
| LITERAL MARK ELEMENT | BARCLAYS GLOBAL INVESTORS |
| MARK DRAWING CODE | 3-AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/LETTER(S)/NUMBER(S) |
| COLOR DRAWING FLAG | YES |
CURRENT OWNER INFORMATION |
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| PARTY TYPE | 10-ORIGINAL APPLICANT |
| NAME | Barclays Bank PLC |
| ADDRESS | 1 Churchill Place London, E145HP |
| ENTITY | 03-CORPORATION |
| CITIZENSHIP | United Kingdom |
GOODS AND SERVICES |
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| INTERNATIONAL CLASS | 009 |
| DESCRIPTION TEXT | Downloadable electronic newsletters in the field of investment management and financial portfolio management |
| INTERNATIONAL CLASS | 036 |
| DESCRIPTION TEXT | Financial services, namely, banking services; investment banking services; merchant banking services; securities brokerage services; insurance underwriting services for all types of insurance; insurance services, namely, life insurance brokerage; actuarial services; insurance broking services; pension valuation services; brokerage of bonds, securities, commodities and futures; stock underwriting services; stockbrokering agency services, valuation of financial investments; fiduciary representative services; establishing mutual funds for others; trustee services, namely, real estate trustee services, personal property trustee services, intangible property trustee services; charitable fundraising services; hedge fund investment services; mutual fund investment advisory services, investment management services and financial services in the nature of pooled investment funds; investment services, namely, investment advisory services; providing financial information via a global computer information network; providing information in the field of investment management and financial portfolio management via an online non-downloadable newsletter and advice column over a global computer network; financial management investment analysis and consultation in the field of securities, funds, mutual funds, hedge funds; pension fund services, namely, administration of employee pension plans; financial management services, financial analysis of investments, and services related to financial securities, namely, securities brokerage and trading services; investment services in the nature of asset management, employee pension plan administration services, namely, making benefit payments to plan participants; investment services, namely, managing and administering the investment of account assets; investment of funds for others, investment advisory services in connection with savings plans for educational purposes; financial planning, providing information about investing and financial savings for educational purposes, managing and administering investment plans for the funding of higher education; financial services in the nature of savings |
GOODS AND SERVICES CLASSIFICATION |
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| INTERNATIONAL CLASS | 009 | FIRST USE DATE | NONE | FIRST USE IN COMMERCE DATE | NONE | CLASS STATUS | 6-ACTIVE |
| INTERNATIONAL CLASS | 036 | FIRST USE DATE | NONE | FIRST USE IN COMMERCE DATE | NONE | CLASS STATUS | 6-ACTIVE |
MISCELLANEOUS INFORMATION/STATEMENTS |
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| CHANGE IN REGISTRATION | NO |
| COLORS CLAIMED STATEMENT | The color(s) blue is/are claimed as a feature of the mark. |
| DISCLAIMER W/PREDETER TXT | "GLOBAL INVESTORS" |
| DESCRIPTION OF MARK | The mark consists of the color cyan blue applied to the wording "BARCLAYS GLOBAL INVESTORS" and to the design of an eagle. |
| OWNER OF US REG NOS | 2305566 2969746 3195676 |
PROSECUTION HISTORY |
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| DATE | ENT CD | ENT TYPE | DESCRIPTION | ENT NUM |
| 06/15/2009 | PREV | O | LAW OFFICE PUBLICATION REVIEW COMPLETED | 026 |
| 06/09/2009 | CNSA | P | APPROVED FOR PUB - PRINCIPAL REGISTER | 025 |
| 05/23/2009 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 024 |
| 05/23/2009 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 023 |
| 05/22/2009 | ERFR | I | TEAS REQUEST FOR RECONSIDERATION RECEIVED | 022 |
| 03/27/2009 | GNFN | O | NOTIFICATION OF FINAL REFUSAL EMAILED | 021 |
| 03/27/2009 | GNFR | O | FINAL REFUSAL E-MAILED | 020 |
| 03/27/2009 | CNFR | R | FINAL REFUSAL WRITTEN | 019 |
| 03/06/2009 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 018 |
| 03/06/2009 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 017 |
| 03/06/2009 | ALIE | A | ASSIGNED TO LIE | 016 |
| 02/18/2009 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 015 |
| 02/17/2009 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 014 |
| 02/17/2009 | ERSI | I | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED | 013 |
| 10/22/2008 | GNS3 | O | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED | 012 |
| 10/22/2008 | GNSL | S | LETTER OF SUSPENSION E-MAILED | 011 |
| 10/22/2008 | CNSL | R | SUSPENSION LETTER WRITTEN | 010 |
| 09/04/2008 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 009 |
| 09/04/2008 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 008 |
| 09/04/2008 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 007 |
| 05/01/2008 | GNRN | O | NOTIFICATION OF NON-FINAL ACTION E-MAILED | 006 |
| 05/01/2008 | GNRT | F | NON-FINAL ACTION E-MAILED | 005 |
| 05/01/2008 | CNRT | R | NON-FINAL ACTION WRITTEN | 004 |
| 04/25/2008 | DOCK | D | ASSIGNED TO EXAMINER | 003 |
| 04/15/2008 | MDSC | O | NOTICE OF DESIGN SEARCH CODE MAILED | 002 |
| 04/14/2008 | NWAP | I | NEW APPLICATION ENTERED IN TRAM | 001 |
CURRENT CORRESPONDENCE INFORMATION |
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| ATTORNEY | Susan L. Heller |
| CORRESPONDENCE ADDRESS | SUSAN L. HELLER GREENBERG TRAURIG, LLP 2450 COLORADO AVE STE 400E SANTA MONICA, CA 90404-5524 |
| DOMESTIC REPRESENTATIVE | Susan L. Heller |