Application

PTO Form 1478 (Rev 9/2006)

OMB No. 0651-0009 (Exp 09/30/2008)

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PTO Form 1478 (Rev 9/2006)

OMB No. 0651-0009 (Exp 09/30/2008)

Trademark/Service Mark Application, Principal Register

Serial Number: 77184678

Filing Date: 05/18/2007

To the Commissioner for Trademarks:

MARK: CATERPILLAR (Standard Characters, see mark)
The literal element of the mark consists of CATERPILLAR. The mark consists of standard characters, without claim to any particular font, style, size, or color.

The applicant, Caterpillar Inc., a corporation of Delaware, having an address of 100 N.E. Adams Street, Peoria, Illinois, United States, 61629-9240, requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended.

       International Class 025:  Footwear.

Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, or the applicant's predecessor in interest used the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended.

In International Class 025, the mark was first used at least as early as 06/00/1988, and first used in commerce at least as early as 06/00/1988, and is now in use in such commerce. The applicant is submitting or will submit one specimen for each class showing the mark as used in commerce on or in connection with any item in the class of listed goods and/or services, consisting of a(n) Photographs of the goods.
Specimen File1
Specimen File2
The applicant claims ownership of U.S. Registration Number(s) 1911472 and 1908556.

The applicant hereby appoints J. Michael Hurst and Kelsey L. Milman, Matthew G. Owen and Caterpillar Inc. of Caterpillar Inc., 100 N.E. Adams Street, Peoria, Illinois, United States, 61629-9240 to submit this application on behalf of the applicant.

Correspondence Information:	J. Michael Hurst
	100 N.E. Adams Street
	Peoria, Illinois 61629-9240
	309/675-5525(phone)
	309/675-1711(fax)
	hurst_michael@cat.com (authorized)

A fee payment in the amount of $325 will be submitted with the application, representing payment for 1 class(es).

Declaration

The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true.


Signature: /J. Michael Hurst/   Date Signed: 05/18/2007
Signatory's Name: J. Michael Hurst
Signatory's Position: Corporate Counsel



RAM Sale Number: 1999
RAM Accounting Date: 05/18/2007

Serial Number: 77184678
Internet Transmission Date: Fri May 18 14:25:14 EDT 2007
TEAS Stamp: USPTO/BAS-XX.X.XXX.X-2007051814251484883
2-77184678-37075701ea84f88f49043d2ba4eaa
228dd0-DA-1999-20070518141354693026