PTO Form 1957 (Rev 9/2005) |
OMB No. 0651-0050 (Exp. 04/2009) |
Response to Office Action
The table below presents the data as entered.
Input Field
|
Entered
|
SERIAL NUMBER |
77115396 |
LAW OFFICE ASSIGNED |
LAW OFFICE 107 |
MARK SECTION (no change) |
ARGUMENT(S) |
Function as a Mark
The Examining Attorney has indicated that the proposed mark, as used in the initial specimens, does not function as a mark to identify and distinguish applicant's services from those of
others and indicate their source. The Examining Attorney's comments refer primarily to services and do not specifically distinguish between the two classes applied for that relate to goods
rather than services. Applicant believes that the refusal may be properly directed to the classes of services, but that the specimens of use submitted with regard to the classes of
goods are sufficient. Nevertheless, applicant responds on the premise that the Examining Attorney's comments are directed equally to both the classes of goods as well as the classes of
services applicant has applied for registration in. Accordingly, applicant submits herewith additional specimens of use for each class.
The evidence consists of three specimens of use. One is an advertisement of a seminar at which the identified services would be rendered and at which the
identified goods would be used and available. A second specimen is a screen capture of the website at which both the goods and services are available for purchase or
scheduling. The trademark is also used in video segments hosted at the website. The third specimen is a reduced image of a game box
bottom. Integral to all three specimens is the use of the trademark that is the subject of this registration. The trademark is used
in each specimen, and across applicants products and advertisements concerning its services generally, in such a way as to identify the applicant as the source of goods and services identified by and
associated with the trademark.
Identification of Goods and Services
Applicant adopts the Examining Attorney's suggested amendments to the identification of goods and services as stated in the office action.
Conclusion
In view of the foregoing, Applicant respectfully submits that this application is now in condintion for registration and therefore earnestly solicits a Notice of Publication. If it would be
helpful in expediting the prosecution of this application, the undersigned would welcome a telephone call at the telephone number listed below.
Respectfully Submitted
Brent M. Burningham
(801) 547-9555
|
GOODS AND/OR SERVICES SECTION (016)(current) |
INTERNATIONAL CLASS |
016 |
DESCRIPTION |
Instructional and teaching material, namely, books, workbooks, pamphlets featuring financial educational information |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 09/27/2006 |
FIRST USE IN COMMERCE DATE |
At least as early as 02/22/2007 |
GOODS AND/OR SERVICES SECTION (016)(proposed) |
INTERNATIONAL CLASS |
016 |
DESCRIPTION |
Printed instructional and teaching material, namely, books, workbooks, pamphlets featuring financial educational information |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 09/27/2006 |
FIRST USE IN COMMERCE DATE |
At least as early as 02/22/2007 |
STATEMENT TYPE |
"The substitute specimen(s) was in use in commerce as of the filing date of the application." |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS2\EXPORT14\771\153\77115396\xml2\ROA0002.JPG |
ORIGINAL PDF FILE |
.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS2\EXPORT14\771\153\77115396\xml2\ROA0003.JPG |
SPECIMEN DESCRIPTION |
A screen capture of applicant's website, an advertisement concerning applicants goods and services |
GOODS AND/OR SERVICES SECTION (028)(current) |
INTERNATIONAL CLASS |
028 |
DESCRIPTION |
Board Games |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 09/27/2006 |
FIRST USE IN COMMERCE DATE |
At least as early as 02/22/2007 |
GOODS AND/OR SERVICES SECTION (028)(proposed) |
INTERNATIONAL CLASS |
028 |
DESCRIPTION |
Board Games |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 09/27/2006 |
FIRST USE IN COMMERCE DATE |
At least as early as 02/22/2007 |
STATEMENT TYPE |
"The substitute specimen(s) was in use in commerce as of the filing date of the application." |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS2\EXPORT14\771\153\77115396\xml2\ROA0004.JPG |
ORIGINAL PDF FILE |
.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS2\EXPORT14\771\153\77115396\xml2\ROA0005.JPG |
SPECIMEN DESCRIPTION |
A screen capture of applicant's website, an image of the box bottom within which applicant's game is sold and distributed |
GOODS AND/OR SERVICES SECTION (036)(current) |
INTERNATIONAL CLASS |
036 |
DESCRIPTION |
Financial and wealth accumulation and management information provided by electronic methods including via internet access |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 09/27/2006 |
FIRST USE IN COMMERCE DATE |
At least as early as 02/22/2007 |
GOODS AND/OR SERVICES SECTION (036)(proposed) |
INTERNATIONAL CLASS |
036 |
DESCRIPTION |
Financial and wealth accumulation services, namely financial management consultation; providing financial, wealth accumulation and
financial management information via the internet |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 09/27/2006 |
FIRST USE IN COMMERCE DATE |
At least as early as 02/22/2007 |
STATEMENT TYPE |
"The substitute specimen(s) was in use in commerce as of the filing date of the application." |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS2\EXPORT14\771\153\77115396\xml2\ROA0006.JPG |
ORIGINAL PDF FILE |
.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS2\EXPORT14\771\153\77115396\xml2\ROA0007.JPG |
SPECIMEN DESCRIPTION |
A screen capture of applicant's website, an advertisement concerning applicants goods and services |
GOODS AND/OR SERVICES SECTION (041)(current) |
INTERNATIONAL CLASS |
041 |
DESCRIPTION |
Educational services, namely, conducting classes, seminars, conferences, webinars and workshops in the field of financial education and
distribution of related course material |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 09/27/2006 |
FIRST USE IN COMMERCE DATE |
At least as early as 02/22/2007 |
GOODS AND/OR SERVICES SECTION (041)(proposed) |
INTERNATIONAL CLASS |
041 |
DESCRIPTION |
Educational services, namely, conducting classes, seminars, conferences, on-line seminars, and workshops in the field of financial
education and distributing course material for the classes, seminars, conferences, on-line seminars and workshops |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 09/27/2006 |
FIRST USE IN COMMERCE DATE |
At least as early as 02/22/2007 |
STATEMENT TYPE |
"The substitute specimen(s) was in use in commerce as of the filing date of the application." |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS2\EXPORT14\771\153\77115396\xml2\ROA0008.JPG |
ORIGINAL PDF FILE |
.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS2\EXPORT14\771\153\77115396\xml2\ROA0009.JPG |
SPECIMEN DESCRIPTION |
A screen capture of applicant's website, an advertisement concerning applicants goods and services |
CORRESPONDENCE SECTION |
NAME |
BRENT M BURNINGHAM |
STREET |
PO BOX 12 |
CITY |
KAYSVILLE |
STATE |
Utah |
ZIP/POSTAL CODE |
84037 |
COUNTRY |
United States |
PHONE |
(801) 547-9555 |
SIGNATURE SECTION |
DECLARATION SIGNATURE |
/BMB/ |
SIGNATORY'S NAME |
Brent M Burningham |
SIGNATORY'S POSITION |
Attorney of record |
DATE SIGNED |
12/17/2007 |
RESPONSE SIGNATURE |
/BMB/ |
SIGNATORY'S NAME |
Brent M Burningham |
SIGNATORY'S POSITION |
Attorney of record |
DATE SIGNED |
12/17/2007 |
AUTHORIZED SIGNATORY |
YES |
FILING INFORMATION SECTION |
SUBMIT DATE |
Mon Dec 17 21:03:51 EST 2007 |
TEAS STAMP |
USPTO/ROA-XXX.XXX.XXX.X-2
0071217210351357159-77115
396-4104430d1c39ffcae5bc1
3784952b4a511-N/A-N/A-200
71217195927469066 |
PTO Form 1957 (Rev 9/2005) |
OMB No. 0651-0050 (Exp. 04/2009) |
Response to Office Action
To the Commissioner for Trademarks:
Application serial no.
77115396 has been amended as follows:
ARGUMENT(S)
In response to the substantive refusal(s), please note the following:
Function as a Mark
The Examining Attorney has indicated that the proposed mark, as used in the initial specimens, does not function as a mark to identify and distinguish applicant's services from those of
others and indicate their source. The Examining Attorney's comments refer primarily to services and do not specifically distinguish between the two classes applied for that relate to goods
rather than services. Applicant believes that the refusal may be properly directed to the classes of services, but that the specimens of use submitted with regard to the classes of
goods are sufficient. Nevertheless, applicant responds on the premise that the Examining Attorney's comments are directed equally to both the classes of goods as well as the classes of
services applicant has applied for registration in. Accordingly, applicant submits herewith additional specimens of use for each class.
The evidence consists of three specimens of use. One is an advertisement of a seminar at which the identified services would be rendered and at which the
identified goods would be used and available. A second specimen is a screen capture of the website at which both the goods and services are available for purchase or
scheduling. The trademark is also used in video segments hosted at the website. The third specimen is a reduced image of a game box
bottom. Integral to all three specimens is the use of the trademark that is the subject of this registration. The trademark is used
in each specimen, and across applicants products and advertisements concerning its services generally, in such a way as to identify the applicant as the source of goods and services identified by and
associated with the trademark.
Identification of Goods and Services
Applicant adopts the Examining Attorney's suggested amendments to the identification of goods and services as stated in the office action.
Conclusion
In view of the foregoing, Applicant respectfully submits that this application is now in condintion for registration and therefore earnestly solicits a Notice of Publication. If it would be
helpful in expediting the prosecution of this application, the undersigned would welcome a telephone call at the telephone number listed below.
Respectfully Submitted
Brent M. Burningham
(801) 547-9555
CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 016 for Instructional and teaching material, namely, books, workbooks, pamphlets featuring financial educational information
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 09/27/2006 and first used in commerce at least as early as 02/22/2007, and is
now in use in such commerce.
Proposed: Class 016 for Printed instructional and teaching material, namely, books, workbooks, pamphlets featuring financial educational information
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 09/27/2006 and first used in commerce at least as early as 02/22/2007, and is
now in use in such commerce.
Applicant hereby submits a new specimen for Class 016. The specimen(s) submitted consists of A screen capture of applicant's website, an advertisement concerning applicants goods and services.
For an application based on 1(a), Use in Commerce, "The substitute specimen(s) was in use in commerce as of the filing date of the application."
Original PDF file:
.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
.pdf
Converted PDF file(s) (1 page)
Specimen File1
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 028 for Board Games
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 09/27/2006 and first used in commerce at least as early as 02/22/2007, and is
now in use in such commerce.
Proposed: Class 028 for Board Games
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 09/27/2006 and first used in commerce at least as early as 02/22/2007, and is
now in use in such commerce.
Applicant hereby submits a new specimen for Class 028. The specimen(s) submitted consists of A screen capture of applicant's website, an image of the box bottom within which applicant's game is sold
and distributed.
For an application based on 1(a), Use in Commerce, "The substitute specimen(s) was in use in commerce as of the filing date of the application."
Original PDF file:
.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
.pdf
Converted PDF file(s) (1 page)
Specimen File1
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 036 for Financial and wealth accumulation and management information provided by electronic methods including via internet access
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 09/27/2006 and first used in commerce at least as early as 02/22/2007, and is
now in use in such commerce.
Proposed: Class 036 for Financial and wealth accumulation services, namely financial management consultation; providing financial, wealth accumulation and financial management information via
the internet
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 09/27/2006 and first used in commerce at least as early as 02/22/2007, and is
now in use in such commerce.
Applicant hereby submits a new specimen for Class 036. The specimen(s) submitted consists of A screen capture of applicant's website, an advertisement concerning applicants goods and services.
For an application based on 1(a), Use in Commerce, "The substitute specimen(s) was in use in commerce as of the filing date of the application."
Original PDF file:
.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
.pdf
Converted PDF file(s) (1 page)
Specimen File1
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 041 for Educational services, namely, conducting classes, seminars, conferences, webinars and workshops in the field of financial education and distribution of related course
material
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 09/27/2006 and first used in commerce at least as early as 02/22/2007, and is
now in use in such commerce.
Proposed: Class 041 for Educational services, namely, conducting classes, seminars, conferences, on-line seminars, and workshops in the field of financial education and distributing course
material for the classes, seminars, conferences, on-line seminars and workshops
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with
the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 09/27/2006 and first used in commerce at least as early as 02/22/2007, and is
now in use in such commerce.
Applicant hereby submits a new specimen for Class 041. The specimen(s) submitted consists of A screen capture of applicant's website, an advertisement concerning applicants goods and services.
For an application based on 1(a), Use in Commerce, "The substitute specimen(s) was in use in commerce as of the filing date of the application."
Original PDF file:
.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
.pdf
Converted PDF file(s) (1 page)
Specimen File1
CORRESPONDENCE ADDRESS CHANGE
Applicant proposes to amend the following:
Current:
BRENT M BURNINGHAM
PO BOX 12
KAYSVILLE, UT 84037-0012
Proposed:
BRENT M BURNINGHAM, having an address of
PO BOX 12 KAYSVILLE, Utah 84037
United States
(801) 547-9555
SIGNATURE(S)
Declaration Signature
If the applicant is seeking registration under Section 1(b) and/or Section 44 of the Trademark Act, the applicant had a bona fide intention to use or use through the applicant's related company or
licensee the mark in commerce on or in connection with the identified goods and/or services as of the filing date of the application. 37 C.F.R. Secs. 2.34(a)(2)(i); 2.34 (a)(3)(i); and
2.34(a)(4)(ii). If the applicant is seeking registration under Section 1(a) of the Trademark Act, the mark was in use in commerce on or in connection with the goods or services listed in the
application as of the application filing date. 37 C.F.R. Secs. 2.34(a)(1)(i). The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or
imprisonment, or both, under 18 U.S.C. §1001, and that such willful false statements may jeopardize the validity of the application or any resulting registration, declares that he/she is properly
authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being
filed under 15 U.S.C. §1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association
has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such
other person, to cause confusion, or to cause mistake, or to deceive; that if the original application was submitted unsigned, that all statements in the original application and this submission made
of the declaration signer's knowledge are true; and all statements in the original application and this submission made on information and belief are believed to be true.
Signature: /BMB/ Date: 12/17/2007
Signatory's Name: Brent M Burningham
Signatory's Position: Attorney of record
Response Signature
Signature: /BMB/ Date: 12/17/2007
Signatory's Name: Brent M Burningham
Signatory's Position: Attorney of record
The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and
other federal territories and possessions; and he/she is currently the applicant's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S.
attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the applicant in this matter: (1) the applicant has filed or is concurrently filing a
signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the applicant has filed a power of attorney
appointing him/her in this matter; or (4) the applicant's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this
matter.
Mailing Address: BRENT M BURNINGHAM
PO BOX 12
KAYSVILLE, Utah 84037
Serial Number: 77115396
Internet Transmission Date: Mon Dec 17 21:03:51 EST 2007
TEAS Stamp: USPTO/ROA-XXX.XXX.XXX.X-2007121721035135
7159-77115396-4104430d1c39ffcae5bc137849
52b4a511-N/A-N/A-20071217195927469066