| Trademark Snap Shot Publication Stylesheet (Table presents the data on Publication Approval) |
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OVERVIEW |
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| SERIAL NUMBER | 77109674 | FILING DATE | 02/16/2007 |
| REG NUMBER | 0000000 | REG DATE | N/A |
| REGISTER | PRINCIPAL | MARK TYPE | SERVICE MARK |
| INTL REG # | N/A | INTL REG DATE | N/A |
| TM ATTORNEY | CHHINA, KARANENDRA S |
L.O. ASSIGNED | 114 |
PUB INFORMATION |
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| RUN DATE | 06/16/2007 | ||
| PUB DATE | N/A | ||
| STATUS | 680-APPROVED FOR PUBLICATION | ||
| STATUS DATE | 06/15/2007 | ||
| LITERAL MARK ELEMENT | BROADRIDGE | ||
| DATE ABANDONED | N/A | DATE CANCELLED | N/A |
| SECTION 2F | NO | SECTION 2F IN PART | NO |
| SECTION 8 | NO | SECTION 8 IN PART | NO |
| SECTION 15 | NO | REPUB 12C | N/A |
| RENEWAL FILED | NO | RENEWAL DATE | N/A |
| DATE AMEND REG | N/A | ||
FILING BASIS |
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| FILED BASIS | CURRENT BASIS | AMENDED BASIS | |||
| 1 (a) | NO | 1 (a) | NO | 1 (a) | NO |
| 1 (b) | YES | 1 (b) | YES | 1 (b) | NO |
| 44D | NO | 44D | NO | 44D | NO |
| 44E | NO | 44E | NO | 44E | NO |
| 66A | NO | 66A | NO | ||
| NO BASIS | NO | NO BASIS | NO | ||
MARK DATA |
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| STANDARD CHARACTER MARK | NO |
| LITERAL MARK ELEMENT | BROADRIDGE |
| MARK DRAWING CODE | 3-AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/LETTER(S)/NUMBER(S) |
| COLOR DRAWING FLAG | NO |
CURRENT OWNER INFORMATION |
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| PARTY TYPE | 10-ORIGINAL APPLICANT |
| NAME | Broadridge Financial Solutions, LLC |
| ADDRESS | 200 Park Avenue c/o Greenberg Traurig, LLP New York, NY 10166 |
| ENTITY | 16-LTD LIAB CO |
| CITIZENSHIP | Delaware |
GOODS AND SERVICES |
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| INTERNATIONAL CLASS | 036 |
| DESCRIPTION TEXT | Financial services, namely, providing securities brokerage services, namely, securities transaction processing and correspondent clearing services, contacting investors regarding securities transactions, namely transaction reporting. |
| INTERNATIONAL CLASS | 042 |
| DESCRIPTION TEXT | Computer software design; installation of computer software; updating of computer software; technical consultancy in the field of electronic data processing |
GOODS AND SERVICES CLASSIFICATION |
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| INTERNATIONAL CLASS | 036 | FIRST USE DATE | NONE | FIRST USE IN COMMERCE DATE | NONE | CLASS STATUS | 6-ACTIVE |
| INTERNATIONAL CLASS | 042 | FIRST USE DATE | NONE | FIRST USE IN COMMERCE DATE | NONE | CLASS STATUS | 6-ACTIVE |
MISCELLANEOUS INFORMATION/STATEMENTS |
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| CHANGE IN REGISTRATION | NO |
| DESCRIPTION OF MARK | The mark consists of two arrows pointing to each other contained within mirrored rectangular shapes and the word BROADRIDGE. |
| PSEUDO MARK | BROAD RIDGE |
PROSECUTION HISTORY |
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| DATE | ENT CD | ENT TYPE | DESCRIPTION | ENT NUM |
| 06/15/2007 | CNSA | P | APPROVED FOR PUB - PRINCIPAL REGISTER | 009 |
| 06/15/2007 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 008 |
| 06/14/2007 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 007 |
| 06/14/2007 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 006 |
| 05/14/2007 | GPRA | F | PRIORITY ACTION E-MAILED | 005 |
| 05/14/2007 | CPRA | R | PRIORITY ACTION WRITTEN | 004 |
| 05/06/2007 | DOCK | D | ASSIGNED TO EXAMINER | 003 |
| 02/22/2007 | MDSM | O | NOTICE OF DESIGN SEARCH CODE AND PSEUDO MARK MAILED | 002 |
| 02/21/2007 | NWAP | I | NEW APPLICATION ENTERED IN TRAM | 001 |
CURRENT CORRESPONDENCE INFORMATION |
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| ATTORNEY | G. Roxanne Elings |
| CORRESPONDENCE ADDRESS | G. ROXANNE ELINGS GREENBERG TRAURIG, LLP 200 PARK AVE NEW YORK, NY 10166-0005 |
| DOMESTIC REPRESENTATIVE | NONE |