| Trademark Snap Shot Publication Stylesheet (Table presents the data on Publication Approval) |
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OVERVIEW |
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| SERIAL NUMBER | 77007048 | FILING DATE | 09/25/2006 |
| REG NUMBER | 0000000 | REG DATE | N/A |
| REGISTER | PRINCIPAL | MARK TYPE | SERVICE MARK |
| INTL REG # | N/A | INTL REG DATE | N/A |
| TM ATTORNEY | SONNEBORN, TRICIA L |
L.O. ASSIGNED | 110 |
PUB INFORMATION |
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| RUN DATE | 07/31/2007 | ||
| PUB DATE | N/A | ||
| STATUS | 680-APPROVED FOR PUBLICATION | ||
| STATUS DATE | 07/30/2007 | ||
| LITERAL MARK ELEMENT | ASF SECURITIZATION INSTITUTE | ||
| DATE ABANDONED | N/A | DATE CANCELLED | N/A |
| SECTION 2F | NO | SECTION 2F IN PART | NO |
| SECTION 8 | NO | SECTION 8 IN PART | NO |
| SECTION 15 | NO | REPUB 12C | N/A |
| RENEWAL FILED | NO | RENEWAL DATE | N/A |
| DATE AMEND REG | N/A | ||
FILING BASIS |
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| FILED BASIS | CURRENT BASIS | AMENDED BASIS | |||
| 1 (a) | YES | 1 (a) | YES | 1 (a) | NO |
| 1 (b) | NO | 1 (b) | NO | 1 (b) | NO |
| 44D | NO | 44D | NO | 44D | NO |
| 44E | NO | 44E | NO | 44E | NO |
| 66A | NO | 66A | NO | ||
| NO BASIS | NO | NO BASIS | NO | ||
MARK DATA |
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| STANDARD CHARACTER MARK | YES |
| LITERAL MARK ELEMENT | ASF SECURITIZATION INSTITUTE |
| MARK DRAWING CODE | 4-STANDARD CHARACTER MARK |
| COLOR DRAWING FLAG | NO |
CURRENT OWNER INFORMATION |
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| PARTY TYPE | 11-SUBSEQUENT OWNER BEFORE PUBLICATION |
| NAME | SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION, INC. |
| ADDRESS | 360 MADISON AVENUE NEW YORK, NY 10017 |
| ENTITY | 03-CORPORATION |
| CITIZENSHIP | Delaware |
GOODS AND SERVICES |
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| INTERNATIONAL CLASS | 041 |
| DESCRIPTION TEXT | Educational services, namely, conducting conferences, programs and seminars in the field of securities and financial markets |
GOODS AND SERVICES CLASSIFICATION |
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| INTERNATIONAL CLASS | 041 | FIRST USE DATE | 09/05/2003 | FIRST USE IN COMMERCE DATE | 09/05/2003 | CLASS STATUS | 6-ACTIVE |
MISCELLANEOUS INFORMATION/STATEMENTS |
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| CHANGE IN REGISTRATION | NO |
| DISCLAIMER W/PREDETER TXT | "SECURITIZATION INSTITUTE" |
PROSECUTION HISTORY |
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| DATE | ENT CD | ENT TYPE | DESCRIPTION | ENT NUM |
| 07/30/2007 | CNSA | O | APPROVED FOR PUB - PRINCIPAL REGISTER | 010 |
| 07/19/2007 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 009 |
| 07/19/2007 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 008 |
| 07/19/2007 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 007 |
| 06/27/2007 | ASCK | I | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 006 |
| 06/20/2007 | ASGN | I | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | 005 |
| 01/24/2007 | GNRT | F | NON-FINAL ACTION E-MAILED | 004 |
| 01/24/2007 | CNRT | R | NON-FINAL ACTION WRITTEN | 003 |
| 01/23/2007 | DOCK | D | ASSIGNED TO EXAMINER | 002 |
| 09/29/2006 | NWAP | I | NEW APPLICATION ENTERED IN TRAM | 001 |
CURRENT CORRESPONDENCE INFORMATION |
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| ATTORNEY | Caroline H. Mead, Esq. |
| CORRESPONDENCE ADDRESS | CAROLINE H. MEAD, ESQ. SQUIRE, SANDERS & DEMPSEY L.L.P. SUITE 300 ONE MARITIME PLAZA SAN FRANCISCO, CA 94111-3492 |
| DOMESTIC REPRESENTATIVE | NONE |
PRIOR OWNER INFORMATION |
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| PARTY TYPE | 10-ORIGINAL APPLICANT |
| NAME | The Bond Market Association |
| ADDRESS | 17th Floor 360 Madison Ave. New York, NY 10017 |
| ENTITY | 03-CORPORATION |
| CITIZENSHIP | Delaware |