PR-Section 8 and 9

PSAM

P. Schoenfeld Asset Management LLC

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1963 (Rev 05/2006)
OMB No. 0651-0055 (Exp 07/31/2018)

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9


The table below presents the data as entered.

Input Field
Entered
REGISTRATION NUMBER 3284326
REGISTRATION DATE 08/28/2007
SERIAL NUMBER 77006857
MARK SECTION
MARK PSAM (see, http://uspto.report/TM/77006857/mark.png)
ATTORNEY SECTION (current)
NAME Kim A. Walker
FIRM NAME WILLKIE FARR & GALLAGHER LLP
STREET 787 SEVENTH AVENUE
CITY NEW YORK
STATE New York
POSTAL CODE 10019
COUNTRY United States
PHONE (212) 728-8000
FAX (212) 728-8111
EMAIL ipdept@willkie.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 111285.00001
ATTORNEY SECTION (proposed)
NAME Kim A. Walker
FIRM NAME WILLKIE FARR & GALLAGHER LLP
STREET 787 SEVENTH AVENUE
CITY NEW YORK
STATE New York
POSTAL CODE 10019
COUNTRY United States
PHONE (212) 728-8000
FAX (212) 728-8111
EMAIL ipdept@willkie.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 111285.00001
OTHER APPOINTED ATTORNEY Rachel S. Dooley, Andrea S. de Vos
CORRESPONDENCE SECTION (current)
NAME Kim A. Walker
FIRM NAME WILLKIE FARR & GALLAGHER LLP
STREET 787 SEVENTH AVENUE
CITY NEW YORK
STATE New York
POSTAL CODE 10019
COUNTRY United States
PHONE (212) 728-8000
FAX (212) 728-8111
EMAIL ipdept@willkie.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 111285.00001
CORRESPONDENCE SECTION (proposed)
NAME Kim A. Walker
FIRM NAME WILLKIE FARR & GALLAGHER LLP
STREET 787 SEVENTH AVENUE
CITY NEW YORK
STATE New York
POSTAL CODE 10019
COUNTRY United States
PHONE (212) 728-8000
FAX (212) 728-8111
EMAIL ipdept@willkie.com; kwalker@willkie.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 111285.00001
GOODS AND/OR SERVICES SECTION
INTERNATIONAL CLASS 036
GOODS OR SERVICES Financial services, namely, asset management, investment consultation and investment management services; financial research; risk management; financial investment services in the areas of hedging, arbitrage, investing in equity, fixed income, credit opportunities, securities in both public and private markets
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPN0-83682214-20170802163443448809_._psam.pdf
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT17\IMAGEOUT17\770\068\77006857\xml1\S890002.JPG
SPECIMEN DESCRIPTION screenshot of website
OWNER SECTION (current)
NAME P. Schoenfeld Asset Management LLC
STREET 1350 Avenue of the Americas, 21st Floor
CITY New York
STATE New York
ZIP/POSTAL CODE 10019
COUNTRY United States
LEGAL ENTITY SECTION (current)
TYPE limited liability company
STATE/COUNTRY WHERE LEGALLY ORGANIZED Delaware
PAYMENT SECTION
NUMBER OF CLASSES 1
NUMBER OF CLASSES PAID 1
COMBINED §§ 8 & 9 DECLARATION/APPLICATION FILING FEE 425
TOTAL FEE PAID 425
SIGNATURE SECTION
SIGNATURE /kaw-907/
SIGNATORY'S NAME Kim A. Walker
SIGNATORY'S POSITION Attorney for Registrant, NY Bar Member
DATE SIGNED 08/02/2017
SIGNATORY'S PHONE NUMBER 212 728 8000
PAYMENT METHOD DA
FILING INFORMATION
SUBMIT DATE Wed Aug 02 16:55:54 EDT 2017
TEAS STAMP USPTO/S08N09-X.XX.XX.XXX-
20170802165554342942-3284
326-5101dd395d152a8bcd72d
1d236ee33b1f587be58a5e926
e172a27265bb7ce7e83-DA-39
08-20170802163443448809



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1963 (Rev 05/2006)
OMB No. 0651-0055 (Exp 07/31/2018)


Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9


To the Commissioner for Trademarks:

REGISTRATION NUMBER: 3284326
REGISTRATION DATE: 08/28/2007

MARK: PSAM

The owner, P. Schoenfeld Asset Management LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      1350 Avenue of the Americas, 21st Floor
      New York, New York 10019
      United States
is filing a Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9.

For International Class 036, the mark is in use in commerce on or in connection with all goods/services, or to indicate membership in the collective membership organization, listed in the existing registration for this specific class: Financial services, namely, asset management, investment consultation and investment management services; financial research; risk management; financial investment services in the areas of hedging, arbitrage, investing in equity, fixed income, credit opportunities, securities in both public and private markets ; or, the owner is making the listed excusable nonuse claim.

The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) screenshot of website.

Original PDF file:
SPN0-83682214-20170802163443448809_._psam.pdf
Converted PDF file(s) (1 page)
Specimen File1
The registrant's current Attorney Information: Kim A. Walker of  WILLKIE FARR & GALLAGHER LLP
      787 SEVENTH AVENUE
      NEW YORK, New York 10019
      United States
The phone number is (212) 728-8000.
The fax number is (212) 728-8111.
The email address is ipdept@willkie.com. (authorized)
The docket/reference number is 111285.00001.

The registrant's proposed Attorney Information: Kim A. Walker of  WILLKIE FARR & GALLAGHER LLP
      787 SEVENTH AVENUE
      NEW YORK, New York 10019
      United States The docket/reference number is 111285.00001.
The Other Appointed Attorney(s): Rachel S. Dooley, Andrea S. de Vos.

The phone number is (212) 728-8000.
The fax number is (212) 728-8111.
The email address is ipdept@willkie.com. (authorized)
The registrant's current Correspondence Information: Kim A. Walker of  WILLKIE FARR & GALLAGHER LLP
      787 SEVENTH AVENUE
      NEW YORK, New York 10019
      United States
The phone number is (212) 728-8000.
The fax number is (212) 728-8111.
The email address is ipdept@willkie.com. (authorized)
The docket/reference number is 111285.00001.

The registrant's proposed Correspondence Information: Kim A. Walker of  WILLKIE FARR & GALLAGHER LLP
      787 SEVENTH AVENUE
      NEW YORK, New York 10019
      United States The docket/reference number is 111285.00001.

The phone number is (212) 728-8000.
The fax number is (212) 728-8111.
The email address is ipdept@willkie.com; kwalker@willkie.com. (authorized)

A fee payment in the amount of $425 will be submitted with the form, representing payment for 1 class(es), plus any additional grace period fee, if necessary.


Declaration

Unless the owner has specifically claimed excusable nonuse, the mark is in use in commerce on or in connection with the goods/services or to indicate membership in the collective membership organization identified above, as evidenced by the attached specimen(s).
Unless the owner has specifically claimed excusable nonuse, the specimen(s) shows the mark as currently used in commerce on or in connection with the goods/services/collective membership organization.
The registrant requests that the registration be renewed for the goods/services/collective organization identified above.
To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of this submission and the registration, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Signature: /kaw-907/    Date: 08/02/2017
Signatory's Name: Kim A. Walker
Signatory's Position: Attorney for Registrant, NY Bar Member
Signatory's Phone: 212 728 8000

Mailing Address (current):
   WILLKIE FARR & GALLAGHER LLP
   787 SEVENTH AVENUE
   NEW YORK, New York 10019

Mailing Address (proposed):
   WILLKIE FARR & GALLAGHER LLP
   787 SEVENTH AVENUE
   NEW YORK, New York 10019

Serial Number: 77006857
Internet Transmission Date: Wed Aug 02 16:55:54 EDT 2017
TEAS Stamp: USPTO/S08N09-X.XX.XX.XXX-201708021655543
42942-3284326-5101dd395d152a8bcd72d1d236
ee33b1f587be58a5e926e172a27265bb7ce7e83-
DA-3908-20170802163443448809

PR-Section 8 and 9 [image/jpeg]

PR-Section 8 and 9 [image/jpeg]


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