PR-Section 8 and 9

PTO- 1963

Approved for use through 10/31/2021. OMB 0651-0055

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

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PTO- 1963

Approved for use through 10/31/2021. OMB 0651-0055

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9

To the Commissioner for Trademarks:

REGISTRATION NUMBER: 3946591
REGISTRATION DATE: 04/19/2011

MARK: TRADESPEX

Current: The owner, INSTINET HOLDINGS INCORPORATED, a corporation of Delaware, having an address of
      309 WEST 49TH STREET WORLDWIDE PLAZA
       NEW YORK, New York 10019
      United States

Proposed: The owner, INSTINET HOLDINGS INCORPORATED, a corporation of Delaware, having an address of
      WORLDWIDE PLAZA
      309 WEST 49TH STREET
      NEW YORK, New York 10019
      United States
      XXXX
is filing a Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9.

For International Class 009, the mark is in use in commerce on or in connection with all goods/services, or to indicate membership in the collective membership organization, listed in the existing registration for this specific class: computer software for conducting electronic securities trading transactions, analysis of potential and real trading of securities, managing the risk of portfolios of securities, optimizing trade schedules and/or portfolio construction and reviewing performance of trading portfolios and strategies ; or, the owner is making the listed excusable nonuse claim.

The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) Screenshots of Registrant's computer software showing use of mark with software.

Original PDF file:
SPN0-64124124114-20210127 142532236422_._Class_9_Sp ecimen_-_Screenshot_of_co mputer_software.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2

Webpage URL: None Provided
Webpage Date of Access: None Provided
For International Class 036, the mark is in use in commerce on or in connection with all goods/services, or to indicate membership in the collective membership organization, listed in the existing registration for this specific class: financial and investment portfolio management services; financial analysis services; financial analysis services featuring financial information derived from a single security analytics system for equities and other securities; financial services being analysis of pre and post trading financial data and information; financial services being hedging and optimal portfolio construction; administration of investments, funds, shares and financial affairs; provision of financial and investment information and data, including by access to a computer database; financial database services relating to investments, stocks and shares, namely, providing computer databases featuring financial information about investments, stocks, and shares; computerized financial analysis services ; or, the owner is making the listed excusable nonuse claim.

The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) Screenshots of Registrant's software showing use of mark in connection with services.

Original PDF file:
SPN1-64124124114-20210127 142532236422_._Class_36_S pecimen_-_Portfolio_and_S tock_Analysis.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2

Webpage URL: None Provided
Webpage Date of Access: None Provided
The owner's/holder's current attorney information: Karen Lim. Karen Lim of FROSS ZELNICK LEHRMAN & ZISSU, P.C., is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at

      151 WEST 42nd St., 17 Fl.
      NEW YORK, New York 10036
      United States
The docket/reference number is NOMU 1001519.

The phone number is 212-813-5900.

The email address is klim-docket@fzlz.com

The owner's/holder's proposed attorney information: Laura Goldbard George. Other appointed attorneys are Ian G. DiBernardo and Jason M. Sobel. Laura Goldbard George of Stroock & Stroock & Lavan LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at

      180 Maiden Lane, 38th Floor
      NEW YORK, New York 10038-4982
      United States
The docket/reference number is 003038/0182.

The phone number is 212-806-5400.

The fax number is 212-806-6006.

The email address is tm@stroock.com

Laura Goldbard George submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.
The current domestic representative's information: Karen Lim. 
Correspondence Information (current):
      Karen Lim
      PRIMARY EMAIL FOR CORRESPONDENCE: klim-docket@fzlz.com
      SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED

The docket/reference number is NOMU 1001519.
Correspondence Information (proposed):
      Laura Goldbard George
      PRIMARY EMAIL FOR CORRESPONDENCE: tm@stroock.com
      SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): lgoldbard@stroock.com; vkoo@stroock.com

The docket/reference number is 003038/0182.

Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the owner/holder and the owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $1050 will be submitted with the form, representing payment for 2 class(es), plus any additional grace period fee, if necessary.


Declaration

	Unless the owner has specifically claimed excusable nonuse, the mark is in use in commerce on or in connection with the goods/services or to indicate membership in the collective membership organization identified above, as evidenced by the attached specimen(s).
	Unless the owner has specifically claimed excusable nonuse, the specimen(s) shows the mark as currently used in commerce on or in connection with the goods/services/collective membership organization.
	The registrant requests that the registration be renewed for the goods/services/collective organization identified above.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of this submission and the registration, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Signature: /P. Tehrani/    Date: 01/27/2021
Signatory's Name: Penny Tehrani
Signatory's Position: Assistant Secretary
Signature method: Sent to third party for signature


Mailing Address (current):
   FROSS ZELNICK LEHRMAN & ZISSU, P.C.
   151 WEST 42nd St., 17 Fl.
   NEW YORK, New York 10036

Mailing Address (proposed):
   Stroock & Stroock & Lavan LLP
   180 Maiden Lane, 38th Floor
   NEW YORK, New York 10038-4982

Serial Number: 76701600
Internet Transmission Date: Thu Jan 28 11:43:03 ET 2021
TEAS Stamp: USPTO/S08N09-XX.XXX.XXX.XXX-202101281143
03710093-3946591-760f06f899648344484407e
fca52193c1b3ced588724c58513dbada8ed32267
41-DA-43024524-20210127170619227455