Filing Receipt Trademark Application

TRADESPEX

INSTINET HOLDINGS INCORPORATED

Filing Receipt Trademark Application


FILING RECEIPT FOR TRADEMARK APPLICATION


Feb 26, 2010
This acknowledges receipt on the FILING DATE of the application for registration for the mark identified below.  The FILING DATE is contingent upon all minimum filing date requirements being met.  Your application will be considered in the order in which it was received.  Please review the status of your application every six months from the filing date of your application.  You can check the status of your application on-line at http://tarr.gov.uspto.report/ or by contacting the Trademark Assistance Center at 1-800-786-9199.  Also, documents in the electronic file for pending applications can be viewed and downloaded at http://www.gov.uspto.report/.

SUSAN UPTON DOUGLASS
Fross Zelnick Lehrman & Zissu, P.C.
866 UNITED NATIONS PLZ
NEW YORK, NY 10017-1822


ATTORNEY
REFERENCE NUMBER

NOMU 1001519



PLEASE REVIEW THE ACCURACY OF THE FILING RECEIPT DATA.
A request for correction to the filing receipt should be submitted within 30 days.  Such requests may be submitted by mail to: COMMISSIONER FOR TRADEMARKS, P.O. BOX 1451, ALEXANDRIA, VIRGINIA 22313-1451; by fax to 571-273-9913; or by e-mail to tmfiling.receipt@uspto.gov.  The USPTO will review the request and make corrections when appropriate.
SERIAL NUMBER: 76/701600
FILING DATE: Feb 12, 2010
REGISTER: Principal
MARK: TRADESPEX
MARK TYPE(S): Trademark; Service Mark
DRAWING TYPE: Standard Character Mark
FILING BASIS: Sect. 1(b) (Intent to Use); Sect. 44 (Foreign Basis)

ATTORNEY: Susan Upton Douglass
DOMESTIC REPRESENTATIVE: Fross Zelnick Lehrman & Zissu, P.C.
OWNER: Nomura International Plc (UNITED KINGDOM, PUBLIC LIMITED COMPANY
1 St. Martin's-le-Grand
London EC1A 4NP , UNITED KINGDOM  

FOR: Computer software for use in relation to financial and investment matters; computer software for the electronic administration and management of investment portfolios; computer software for analysis of financial information and data
INT. CLASS:   009
FIRST USE:  NONE            USE IN COMMERCE:  NONE
FOR: Financial and investment portfolio management services; financial analysis services; financial analysis services being a single security analytics system for equities and other securities; financial services being analysis of pre and post trading financial data and information; financial services being hedging and optimal portfolio construction; administration of investments, funds, shares and financial affairs; provision of financial and investment information and data, including by access to a computer database; financial database services relating to investments, stocks and shares; computerized financial analysis services
INT. CLASS:   036
FIRST USE:  NONE            USE IN COMMERCE:  NONE

ALL OF THE GOODS/SERVICES IN EACH CLASS ARE LISTED

OTHER DATA

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INTERNATIONAL OR FOREIGN REGISTRATION DATA

Priority claimed under Sec. 44(d) on UNITED KINGDOM Application No. 8475907, application filed Aug 6, 2009.




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