| PTO Form 1966 (Rev 9/2002) |
| OMB Control #0651-0050 (Exp. 04/30/2006) |
| Input Field |
Entered |
| SERIAL NUMBER | 76507603 |
| MARK SECTION (no change) | |
| GOODS AND/OR SERVICES SECTION (1st class)(current) | |
| INTERNATIONAL CLASS | 035 |
| DESCRIPTION | |
| BUSINESS INFORMATION AND WORK FLOW PROCESSING MANAGEMENT SERVICES FOR THE MUTUAL FUND INDUSTRY. | |
| FILING BASIS | Section 1(a) |
| FIRST USE ANYWHERE DATE | 11/15/1992 |
| FIRST USE IN COMMERCE DATE | 11/15/1992 |
| GOODS AND/OR SERVICES SECTION (1st class)(proposed) | |
| INTERNATIONAL CLASS | 035 |
| DESCRIPTION | |
| BUSINESS INFORMATION AND WORK FLOW PROCESSING MANAGEMENT SERVICES FOR THE MUTUAL FUND INDUSTRY. | |
| FILING BASIS | Section 1(a) |
| FIRST USE ANYWHERE DATE | 11/15/1992 |
| FIRST USE IN COMMERCE DATE | 11/15/1992 |
| STATEMENT TYPE | The substitute specimen(s) was in use in commerce as of the filing date of the application. |
| SPECIMEN FILE NAME(S) | \\ticrs\EXPORT11\IMAGEOUT 11\765\076\76507603\xml1\ ROA0002.JPG |
| SPECIMEN DESCRIPTION | Product marketing data sheet. |
| GOODS AND/OR SERVICES SECTION (2nd class)(current) | |
| INTERNATIONAL CLASS | 036 |
| DESCRIPTION | |
| PROVIDING AN INTERACTIVE COMPUTER DATABASE CONTAINING MUTUAL FUND RELATED INFORMATION AND CONDUCTING ELECTRONIC MUTUAL FUND TRANSACTIONS FOR INVESTORS VIA A GLOBAL COMPUTER NETWORK. | |
| FILING BASIS | Section 1(a) |
| FIRST USE ANYWHERE DATE | 11/15/1992 |
| FIRST USE IN COMMERCE DATE | 11/15/1992 |
| GOODS AND/OR SERVICES SECTION (2nd class)(proposed) | |
| INTERNATIONAL CLASS | 036 |
| DESCRIPTION | |
| PROVIDING AN INTERACTIVE COMPUTER DATABASE CONTAINING MUTUAL FUND RELATED INFORMATION AND CONDUCTING ELECTRONIC MUTUAL FUND TRANSACTIONS FOR INVESTORS VIA A GLOBAL COMPUTER NETWORK. | |
| FILING BASIS | Section 1(a) |
| FIRST USE ANYWHERE DATE | 11/15/1992 |
| FIRST USE IN COMMERCE DATE | 11/15/1992 |
| STATEMENT TYPE | The substitute specimen(s) was in use in commerce as of the filing date of the application. |
| SPECIMEN FILE NAME(S) | \\ticrs\EXPORT11\IMAGEOUT 11\765\076\76507603\xml1\ ROA0003.JPG |
| \\ticrs\EXPORT11\IMAGEOUT 11\765\076\76507603\xml1\ ROA0004.JPG | |
| SPECIMEN DESCRIPTION | Product marketing data sheet. |
| SIGNATURE SECTION | |
| SIGNATURE | /rjp/ |
| SIGNATORY NAME | Robert J. Pugh |
| SIGNATORY POSITION | Attorney for Applicant Owner |
| SIGNATORY DATE | 11/15/2004 |
| SIGNATURE | /rjp/ |
| SIGNATORY NAME | Robert J. Pugh |
| SIGNATORY POSITION | Attorney for Applicant Owner |
| SIGNATORY DATE | 11/15/2004 |
| FILING INFORMATION SECTION | |
| SUBMIT DATE | Mon Nov 15 14:13:22 EST 2004 |
| TEAS STAMP | USPTO/OA-XXXXXXXXXXX-2004 1115141322476110-76507603 -200c1a211c5b6e6a19196e08 82e12d457c7-N-N-200411151 41223178662 |
| PTO Form 1966 (Rev 9/2002) |
| OMB Control #0651-0050 (Exp. 04/30/2006) |
| Application serial no. 76507603 is amended as follows: | |
| Classification and Listing of Goods/Services | |
| Applicant hereby amends the following class of goods/services in the application as follows: | |
| Current: Class 035 for BUSINESS INFORMATION AND WORK FLOW PROCESSING MANAGEMENT SERVICES FOR THE MUTUAL FUND INDUSTRY. | |
| Original Filing Basis: 1(a). | |
| Proposed: Class 035 for BUSINESS INFORMATION AND WORK FLOW PROCESSING MANAGEMENT SERVICES FOR THE MUTUAL FUND INDUSTRY. | |
| Section 1(a), Use in Commerce: The mark was first used at least as early as 11/15/1992 and first used in commerce at least as early as 11/15/1992, and is now in use in such commerce. | |
| Applicant hereby submits a specimen for Class 035. | |
| The specimen(s) submitted consists of Product marketing data sheet.. |
|
| For an application based on 1(a), Use in Commerce, "The substitute specimen(s) was in use in commerce as of the filing date of the application." | |
| Specimen-1 | |
| Applicant hereby amends the following class of goods/services in the application as follows: | |
| Current: Class 036 for PROVIDING AN INTERACTIVE COMPUTER DATABASE CONTAINING MUTUAL FUND RELATED INFORMATION AND CONDUCTING ELECTRONIC MUTUAL FUND TRANSACTIONS FOR INVESTORS VIA A GLOBAL COMPUTER NETWORK. | |
| Original Filing Basis: 1(a). | |
| Proposed: Class 036 for PROVIDING AN INTERACTIVE COMPUTER DATABASE CONTAINING MUTUAL FUND RELATED INFORMATION AND CONDUCTING ELECTRONIC MUTUAL FUND TRANSACTIONS FOR INVESTORS VIA A GLOBAL COMPUTER NETWORK. | |
| Section 1(a), Use in Commerce: The mark was first used at least as early as 11/15/1992 and first used in commerce at least as early as 11/15/1992, and is now in use in such commerce. | |
| Applicant hereby submits a specimen for Class 036. | |
| The specimen(s) submitted consists of Product marketing data sheet. . |
|
| For an application based on 1(a), Use in Commerce, "The substitute specimen(s) was in use in commerce as of the filing date of the application." | |
| Specimen-1 | |
| Specimen-2 | |
| Declaration Signature |
|
| The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. §1001, and that such willful false statements may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. §1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; that if the original application was submitted unsigned, that all statements in the original application and this submission made of the declaration signer's knowledge are true; and all statements in the original application and this submission made on information and belief are believed to be true. | |
| Signature: /rjp/ Date: 11/15/2004 | |
| Signatory's Name: Robert J. Pugh | |
| Signatory's Position: Attorney for Applicant Owner | |
| Response Signature | |
| Signature: /rjp/ Date: 11/15/2004 | |
| Signatory's Name: Robert J. Pugh | |
| Signatory's Position: Attorney for Applicant Owner | |
| Serial Number: 76507603 | |
| Internet Transmission Date: Mon Nov 15 14:13:22 EST 2004 | |
| TEAS Stamp: USPTO/OA-XXXXXXXXXXX-2004111514132247611 0-76507603-200c1a211c5b6e6a19196e0882e12 d457c7-N-N-20041115141223178662 |
