PR-Section 8 and 9

JOHNSON

JOHNSON FINANCIAL GROUP, INC.

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9

PTO Form 1963 (Rev 5/2006)
OMB No. 0651-0055 (Exp 07/31/2018)

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9


The table below presents the data as entered.

Input Field
Entered
REGISTRATION NUMBER 2768853
REGISTRATION DATE 09/30/2003
SERIAL NUMBER 76401882
MARK SECTION
MARK J JOHNSON (stylized and/or with design)
ATTORNEY SECTION (current)
NAME Joseph W. Byrne
FIRM NAME BOARDMAN, SUHR, CURRY & FIELD LLP
STREET One South Pinckney Street, Fourth Floor
CITY MADISON
STATE Wisconsin
POSTAL CODE 53703
COUNTRY United States
PHONE (608) 257-9521
FAX (608) 283-1709
EMAIL jbyrne@boardmanlawfirm.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 22623-30
ATTORNEY SECTION (proposed)
NAME Joseph W. Byrne
FIRM NAME Boardman & Clark LLP
STREET One South Pinckney Street, Suite 410
CITY MADISON
STATE Wisconsin
POSTAL CODE 53703
COUNTRY United States
PHONE (608) 257-9521
FAX (608) 283-1709
EMAIL jbyrne@boardmanclark.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 22623-30
CORRESPONDENCE SECTION (current)
NAME Joseph W. Byrne
FIRM NAME BOARDMAN, SUHR, CURRY & FIELD LLP
STREET One South Pinckney Street, Fourth Floor
CITY MADISON
STATE Wisconsin
POSTAL CODE 53703
COUNTRY United States
PHONE (608) 257-9521
FAX (608) 283-1709
EMAIL jbyrne@boardmanlawfirm.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 22623-30
CORRESPONDENCE SECTION (proposed)
NAME Joseph W. Byrne
FIRM NAME Boardman & Clark LLP
STREET One South Pinckney Street, Suite 410
CITY MADISON
STATE Wisconsin
POSTAL CODE 53703
COUNTRY United States
PHONE (608) 257-9521
FAX (608) 283-1709
EMAIL jbyrne@boardmanclark.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 22623-30
GOODS AND/OR SERVICES SECTION
INTERNATIONAL CLASS 036
GOODS OR SERVICES Banking services; electronic banking services; Internet banking services; private banking services; personal and consumer banking services; business, commercial, and retail banking services; international banking services; checking, savings and money market account services; regular and jumbo certificates of deposit; personal and consumer loans and lines of credit; home mortgage lending services; home equity loan services; commercial lines of credit; commercial mortgage lending and loan services; term financing; individual retirement account services; employee retirement account services; personalized financial planning services; credit and debit card services; business travel card services; automatic teller machine services; wire transfer services; electronic funds transfer services; automated banking services and automatic bill payment services; cashiers and travelers check; safety deposit boxes; investment account services; merchant bank card processing services; business cash management services; positive pay services; account reconciliation services; automatic sweep account services; Euro-sweep account services; financial clearing house services; automated clearing house services; automated clearing house collection and disbursement services; deposit reporting services; financial electronic data exchange services; controlled disbursement services; zero balance account services; account analysis services; repurchase agreement services; check imaging services; lockbox services; providing information and advice regarding foreign currency rates of exchange; providing, exchanging and handling foreign currency rates, foreign and international currency, foreign and international drafts and foreign checks; international wire transfers and payments; international collection services; international letters of credit; import, export and standby letters of credit; trust services, namely, investment and trust company services; estate trust administration, management and financial planning services; individual, personal and corporate trust administration, management and financial planning services; fiduciary trust administration, management and financial planning services; employee benefits trust administration, management and financial planning services; administration and management of employee pension and profit sharing plans; administration and management of individual retirement accounts; financial and investment consultation services in the fields of charitable foundations and endowments; foundation and endowment trust administration, management and financial planning services; trustee and custodial services; guardianship and conservatorship services; estate settlement and probate services; custody services relating to financial assets; transfer agent services; insurance agency services in the field of fidelity and surety bonds, property and casualty insurance, fire insurance, auto insurance, home insurance, business and commercial insurance, life, health, and dental insurance, accident and disability insurance, aviation insurance, commercial and personal umbrellas, and employee benefits; insurance claims administration services; insurance claims processing services; insurance risk management services; insurance consultation services; brokerage services in the fields of financial securities, stocks, bonds, money market funds, mutual funds, stock options, and indices of financial securities; investment services in the fields of financial securities, stocks, bonds, money market funds, mutual funds, stock options, and indices of financial securities; investment advice and management services in the fields of securities, stocks, bonds, money market funds, mutual funds, stock options, and indices of financial securities; financial services, namely, financial analysis services, financial advisory services, financial management services, financial research services, and financial portfolio management services; investment services, namely, investment consultation services, investment advisory services, and investment management services; funds investment services; investing the funds of others; mutual fund investment services; establishing mutual funds and model financial portfolios for others; evaluating asset allocation, risk tolerance, financial alternative plans and investment time frames; providing information and analysis in the fields of finance, economics, investment, financial planning, and investment strategy; providing financial information in the nature of rates of exchange; on-line banking services; on-line trust services; on-line cash management services; providing financial information by electronic means; providing information by on-line means and via a global computer network in the fields of finance, economics, investment, financial planning, and investment strategy
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPN0-6763234162-200400640_._Sec8_9._Specimen_-_Checking_Account_Flyer__A1738794_.PDF
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT16\IMAGEOUT16\764\018\76401882\xml1\S890002.JPG
       ORIGINAL PDF FILE SPN0-6763234162-200400640_._Sec8_9._Specimen_-_Financial_Planning_Brochure__A1738796_.PDF
       CONVERTED PDF FILE(S)
       (2 pages)
\\TICRS\EXPORT16\IMAGEOUT16\764\018\76401882\xml1\S890003.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\764\018\76401882\xml1\S890004.JPG
       ORIGINAL PDF FILE SPN0-6763234162-200400640_._Sec8_9._Specimen_-_Life_Insurance_Flyer__A1738795_.PDF
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT16\IMAGEOUT16\764\018\76401882\xml1\S890005.JPG
       ORIGINAL PDF FILE SPN0-6763234162-200400640_._Sec8_9._Specimen_-_Locations_Flyer__A1738793_.PDF
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT16\IMAGEOUT16\764\018\76401882\xml1\S890006.JPG
SPECIMEN DESCRIPTION brochures and flyers displaying the mark and advertising the services
OWNER SECTION (current)
NAME JOHNSON FINANCIAL GROUP, INC.
STREET 555 MAIN ST
CITY RACINE
STATE Wisconsin
ZIP/POSTAL CODE 53403
COUNTRY United States
LEGAL ENTITY SECTION (current)
TYPE corporation
STATE/COUNTRY OF INCORPORATION Wisconsin
PAYMENT SECTION
NUMBER OF CLASSES 1
NUMBER OF CLASSES PAID 1
SUBTOTAL AMOUNT 500
TOTAL FEE PAID 500
SIGNATURE SECTION
SIGNATURE /Elliot Berman/
SIGNATORY'S NAME Elliot Berman
SIGNATORY'S POSITION Senior Vice-President and General Counsel
DATE SIGNED 09/30/2013
PAYMENT METHOD CC
FILING INFORMATION
SUBMIT DATE Mon Sep 30 15:33:28 EDT 2013
TEAS STAMP USPTO/S08N09-XX.XX.XXX.XX
X-20130930153328877022-27
68853-500818594c93a9e5a82
f2ed29e8eaba5b1165b4fdd56
ce29c181f9831a07c-CC-5826
-20130925203759472976



PTO Form 1963 (Rev 5/2006)
OMB No. 0651-0055 (Exp 07/31/2018)


Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9


To the Commissioner for Trademarks:

REGISTRATION NUMBER: 2768853
REGISTRATION DATE: 09/30/2003

MARK: (Stylized and/or with Design, J JOHNSON)

The owner, JOHNSON FINANCIAL GROUP, INC., a corporation of Wisconsin, having an address of
      555 MAIN ST
      RACINE, Wisconsin 53403
      United States
is filing a Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9.

For International Class 036, the mark is in use in commerce on or in connection with all goods/services, or to indicate membership in the collective membership organization, listed in the existing registration for this specific class: Banking services; electronic banking services; Internet banking services; private banking services; personal and consumer banking services; business, commercial, and retail banking services; international banking services; checking, savings and money market account services; regular and jumbo certificates of deposit; personal and consumer loans and lines of credit; home mortgage lending services; home equity loan services; commercial lines of credit; commercial mortgage lending and loan services; term financing; individual retirement account services; employee retirement account services; personalized financial planning services; credit and debit card services; business travel card services; automatic teller machine services; wire transfer services; electronic funds transfer services; automated banking services and automatic bill payment services; cashiers and travelers check; safety deposit boxes; investment account services; merchant bank card processing services; business cash management services; positive pay services; account reconciliation services; automatic sweep account services; Euro-sweep account services; financial clearing house services; automated clearing house services; automated clearing house collection and disbursement services; deposit reporting services; financial electronic data exchange services; controlled disbursement services; zero balance account services; account analysis services; repurchase agreement services; check imaging services; lockbox services; providing information and advice regarding foreign currency rates of exchange; providing, exchanging and handling foreign currency rates, foreign and international currency, foreign and international drafts and foreign checks; international wire transfers and payments; international collection services; international letters of credit; import, export and standby letters of credit; trust services, namely, investment and trust company services; estate trust administration, management and financial planning services; individual, personal and corporate trust administration, management and financial planning services; fiduciary trust administration, management and financial planning services; employee benefits trust administration, management and financial planning services; administration and management of employee pension and profit sharing plans; administration and management of individual retirement accounts; financial and investment consultation services in the fields of charitable foundations and endowments; foundation and endowment trust administration, management and financial planning services; trustee and custodial services; guardianship and conservatorship services; estate settlement and probate services; custody services relating to financial assets; transfer agent services; insurance agency services in the field of fidelity and surety bonds, property and casualty insurance, fire insurance, auto insurance, home insurance, business and commercial insurance, life, health, and dental insurance, accident and disability insurance, aviation insurance, commercial and personal umbrellas, and employee benefits; insurance claims administration services; insurance claims processing services; insurance risk management services; insurance consultation services; brokerage services in the fields of financial securities, stocks, bonds, money market funds, mutual funds, stock options, and indices of financial securities; investment services in the fields of financial securities, stocks, bonds, money market funds, mutual funds, stock options, and indices of financial securities; investment advice and management services in the fields of securities, stocks, bonds, money market funds, mutual funds, stock options, and indices of financial securities; financial services, namely, financial analysis services, financial advisory services, financial management services, financial research services, and financial portfolio management services; investment services, namely, investment consultation services, investment advisory services, and investment management services; funds investment services; investing the funds of others; mutual fund investment services; establishing mutual funds and model financial portfolios for others; evaluating asset allocation, risk tolerance, financial alternative plans and investment time frames; providing information and analysis in the fields of finance, economics, investment, financial planning, and investment strategy; providing financial information in the nature of rates of exchange; on-line banking services; on-line trust services; on-line cash management services; providing financial information by electronic means; providing information by on-line means and via a global computer network in the fields of finance, economics, investment, financial planning, and investment strategy ; or, the owner is making the listed excusable nonuse claim.

The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) brochures and flyers displaying the mark and advertising the services.

Original PDF file:
SPN0-6763234162-200400640_._Sec8_9._Specimen_-_Checking_Account_Flyer__A1738794_.PDF
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
SPN0-6763234162-200400640_._Sec8_9._Specimen_-_Financial_Planning_Brochure__A1738796_.PDF
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
Original PDF file:
SPN0-6763234162-200400640_._Sec8_9._Specimen_-_Life_Insurance_Flyer__A1738795_.PDF
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
SPN0-6763234162-200400640_._Sec8_9._Specimen_-_Locations_Flyer__A1738793_.PDF
Converted PDF file(s) (1 page)
Specimen File1
The registrant's current Attorney Information: Joseph W. Byrne of  BOARDMAN, SUHR, CURRY & FIELD LLP
      One South Pinckney Street, Fourth Floor
      MADISON, Wisconsin (WI) 53703
      United States
The docket/reference number is 22623-30.

The registrant's proposed Attorney Information: Joseph W. Byrne of  Boardman & Clark LLP
      One South Pinckney Street, Suite 410
      MADISON, Wisconsin (WI) 53703
      United States
The docket/reference number is 22623-30.


The phone number is (608) 257-9521.

The fax number is (608) 283-1709.

The email address is jbyrne@boardmanclark.com.
The registrant's current Correspondence Information: Joseph W. Byrne of  BOARDMAN, SUHR, CURRY & FIELD LLP
      One South Pinckney Street, Fourth Floor
      MADISON, Wisconsin (WI) 53703
      United States
The docket/reference number is 22623-30.

The registrant's proposed Correspondence Information: Joseph W. Byrne of  Boardman & Clark LLP
      One South Pinckney Street, Suite 410
      MADISON, Wisconsin (WI) 53703
      United States
The docket/reference number is 22623-30.


The phone number is (608) 257-9521.

The fax number is (608) 283-1709.

The email address is jbyrne@boardmanclark.com.

A fee payment in the amount of $500 will be submitted with the form, representing payment for 1 class(es), plus any additional grace period fee, if necessary.

Declaration


Section 8: Declaration of Use and/or Excusable Nonuse in Commerce
Unless the owner has specifically claimed excusable nonuse, the mark is in use in commerce on or in connection with the goods and/or services identified above, as evidenced by the attached specimen(s) showing the mark as used in commerce.


The undersigned being hereby warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements and the like may jeopardize the validity of this document, declares that he/she is properly authorized to execute this document on behalf of the Owner; and all statements made of his/her own knowledge are true and that all statements made on information and belief are believed to be true.

Section 9: Application for Renewal
The registrant requests that the registration be renewed for the goods/services/collective organization identified above.


Signature: /Elliot Berman/      Date: 09/30/2013
Signatory's Name: Elliot Berman
Signatory's Position: Senior Vice-President and General Counsel

Mailing Address (current):
   BOARDMAN, SUHR, CURRY & FIELD LLP
   One South Pinckney Street, Fourth Floor
   MADISON, Wisconsin 53703

Mailing Address (proposed):
   Boardman & Clark LLP
   One South Pinckney Street, Suite 410
   MADISON, Wisconsin 53703

Serial Number: 76401882
Internet Transmission Date: Mon Sep 30 15:33:28 EDT 2013
TEAS Stamp: USPTO/S08N09-XX.XX.XXX.XXX-2013093015332
8877022-2768853-500818594c93a9e5a82f2ed2
9e8eaba5b1165b4fdd56ce29c181f9831a07c-CC
-5826-20130925203759472976

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