Offc Action Outgoing

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CATERPILLAR GLOBAL MINING EUROPE GMBH

Offc Action Outgoing

UNITED STATES PATENT AND TRADEMARK OFFICE (USPTO)

UNITED STATES PATENT AND TRADEMARK OFFICE (USPTO)

OFFICE ACTION (OFFICIAL LETTER) ABOUT REGISTRANT’S TRADEMARK REGISTRATION

    REGISTRATION NO.       2921921

 

    REGISTRANT:       DBT GmbH

 

 

September 26, 2011        

76351342

    CORRESPONDENT’S ADDRESS:

  KEITH H. ORUM

  ORUM & ROTH LLC

  53 W JACKSON BLVD STE 620

  CHICAGO, IL 60604

 

CLICK HERE TO RESPOND TO THIS LETTER:

http://www.gov.uspto.report/teas/eTEASpageC.htm

 

 

 

    MARK:       DBT

 

 

 

    CORRESPONDENT’S REFERENCE/DOCKET NO.   902-12391          

 

    CORRESPONDENT’S EMAIL ADDRESS: 

 

 

 

 

 POST REGISTRATION OFFICE ACTION

 

 

ISSUE/MAILING DATE: 9/26/2011

Registration Number  2921921

 

The Sections 8 & 15 Combined Affidavit was received on August 5, 2011.  The Section 15 portion of the combined affidavit can be acknowledged.  However, the Section 8 portion is not accepted for the reason(s) set forth below.

 

The specimen submitted with the Section 8 Affidavit does not show the registered mark for International Classes 011 and 042 only.  A Section 8 Affidavit must include a specimen showing current use of the mark for each class of goods and/or services.  15 U.S.C. §1058(b); 37 C.F.R. §2.161(g); TMEP §1604.12(a). 

 

Therefore, the owner must submit the following:

 

(1) A substitute specimen showing current use of the registered mark in commerce for each class of goods and/or services specified in the registration; and

 

(2) The following statement, verified with an affidavit or signed declaration under 37 C.F.R. §2.20: The substitute specimen was in use in commerce during the relevant period for filing the 6-year Section 8.”  37 C.F.R. §2.161(g); TMEP §1604.12(c).

 

Examples of specimens for goods are tags, labels, instruction manuals, containers, photographs that show the mark on the actual goods or packaging, or displays associated with the actual goods at their point of sale.  See TMEP §§904.03 et seq.  Examples of specimens for services are signs, photographs, brochures, website printouts or advertisements that show the mark used in the actual sale or advertising of the services.  See TMEP §§1301.04 et seq.

 

 

The following statement and declaration under 37 C.F.R. §2.20 can be used to verify the Combined Affidavit, if properly signed and dated:

 

The owner was using the mark in commerce on or in connection with the goods and/or services identified in the registration for which use of the mark in commerce is claimed, as evidenced by the submitted specimen, during the relevant period for filing the 6-year Section 8, that is, between the 5th and 6th year anniversary after the date of registration or the date of publication under 15 U.S.C. §1062, or during the ensuing grace period.

 

The mark has been in continuous use in commerce for five (5) consecutive years after the date of registration or the date of publication under 15 U.S.C. §1062(c), and is still in use in commerce on or in connection with all goods and/or services listed in the existing registration.  There has been no final decision adverse to the owner’s claim of ownership of such mark for such goods and/or services, or to the owner’s rights to register the same or to keep the same on the register; and there is no proceeding involving said rights pending and not disposed of either in the United States Patent and Trademark Office or in the courts.

 

The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. §1001, and that such willful false statement may jeopardize the validity of this document, declares that s/he is properly authorized to execute this document on behalf of the owner, and all statements made of his/her own knowledge are true and that all statements made on information and belief are believed to be true.

 

__________________________

Signature of Authorized Person

__________________________

Type or Print Name

__________________________

Date

 

The following persons are authorized to sign a Combined Affidavit on behalf of the owner:

(1)   A person with legal authority to bind the owner;

(2)   A person with firsthand knowledge of the facts and actual or implied authority to act on behalf of the owner; and

(3)   An attorney as defined in 37 C.F.R. §11.1 who has actual or implied written or verbal power of attorney from the owner.

37 C.F.R. §2.161(b); TMEP §1604.08(a).

 

RESPONSE TIME DEADLINE:  A complete response must be received within 6 months from the issuance date of this Office action.  The owner must respond to all inquiries set forth in this Office action to avoid cancellation of the registration.  37 C.F.R. §2.163(b)-(c); TMEP §§1604.16, 1604.17(b).

 

DEFICIENCY SURCHARGE REQUIRED:  The owner must submit a $100 deficiency surcharge with its response to this Office action.  37 C.F.R. §§2.6, 2.164(a)(2); TMEP §1604.17(b).

 

 

Sincerely,

 

Tamika Whitsey

TM Specialist

Post Registration Division

571-272-4321 office

571-273-4321 fax

tamika.whitsey@uspto.gov

TO RESPOND TO THIS LETTER:  Use the Trademark Electronic Application System (TEAS) Response to Post-Registration Office action form at http://www.gov.uspto.report/teas/eTEASpageC.htm.  Please wait 48-72 hours from the issue/mailing date before using TEAS, to allow for necessary system updates of the registration.  For technical assistance with online forms, e-mail TEAS@uspto.gov.

 

WHO MUST SIGN THE RESPONSE:  It must be personally signed by (1) an individual registrant; (2) someone with legal authority to bind registrant (i.e., a corporate officer, a general partner, all joint applicants); or (3) an authorized attorney, if one is appointed to represent registrant.  If a registrant is represented by an attorney, the attorney must sign the response.

 

CHECK THE STATUS OF THE REGISTRATION:  To check the status of your registration at any time, visit the Office’s Trademark Applications and Registrations Retrieval (TARR) system at http://tarr.gov.uspto.report/.  Please keep a copy of the complete TARR screen.  For more information on checking status, see http://www.gov.uspto.report/trademarks/process/status/.

 

TO UPDATE CORRESPONDENCE/E-MAIL ADDRESS:  Use the TEAS form at http://www.gov.uspto.report/teas/eTEASpageE.htm.

 

FOR INQUIRIES OR QUESTIONS ABOUT THIS OFFICE ACTION, PLEASE CONTACT THE ASSIGNED SPECIALIST.

 

PLEASE ENCLOSE THIS FORM WITH YOUR RESPONSE

**This form must be included with your response to ensure proper fee processing.**

 

Registration No. 2921921

 

The Post Registration Paralegal has determined that the amounts indicated below are outstanding:

 

$________ Section 8 affidavit filing fee (fee code 6205)

 

$_____ Section 8 affidavit grace period surcharge (fee code 6206)

 

$_100____ Section 8 affidavit deficiency surcharge (fee code 6207)

 

$________ Section 9 renewal application filing fee (fee code 6201)

 

$_____ Section 9 renewal application grace period surcharge (fee code 6203)

 

$________ Section 9 renewal application deficiency surcharge (fee code 6204)

 

$________ Section 15 affidavit filing fee (fee code 6208)

 

 


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