Notice of Allowance

FINANCIAL SUMMARY

UBS PaineWebber Inc.

Notice of Allowance


U.S. Patent and Trademark Office (PTO)
NOTICE OF ALLOWANCE

(NOTE: If any data on this notice is incorrect, please submit a written request for correction of the NOA to: Assistant Commissioner for Trademarks, Box ITU, 2900 Crystal Drive, Arlington, VA 22202-3513.   Please include the serial number of your application on ALL correspondence with the PTO. 15 U.S.C. 1063(b)(2))

ISSUE DATE OF NOA: Jul 15, 2003



Leslie Gladstone Restaino
Brown Raysman Millstein Felder & Steiner
163 Madison Avenue P.O. Box 1989
Morristown NJ 07962-1989

ATTORNEY
REFERENCE NUMBER
4797-24C

** IMPORTANT INFORMATION: 6 MONTH DEADLINE **

To avoid ABANDONMENT of this application, either a "Statement of Use" (a.k.a. "Allegation of Use") or a "Request for Extension of Time to File a Statement of Use" (a.k.a. "Extension Request") and the appropriate fee(s) must be received in the PTO within six months of the issue date of this Notice of Allowance (NOA) for those goods and/or services based on intent to use.   Failure to do so will result in the ABANDONMENT of this application.

Please note that both the "Statement of Use " and "Extension Request" have many legal requirements, including fees.   These requirements are explained in the PTO booklet "Basic Facts About Trademarks", which can be obtained upon request at (703)308-9000.   In addition, there are printed forms contained in this booklet (for "Statement of Use" and "Extension Requests") for your use.

The following information should be reviewed for accuracy:

SERIAL NUMBER: 76/253327
MARK: FINANCIAL SUMMARY
OWNER: UBS PaineWebber Inc.
1200 Harbor Blvd.
Weehawken , NEW JERSEY   07087

This application has the following bases, but not necessarily for all listed goods/services:
Section 1(a): NO Section 1(b): YES Section 44(e): NO

GOODS/SERVICES BY INTERNATIONAL CLASS

036 - Aggregation, consolidation, organization and presentation of financial information over a global computer network; financial management of assets and liabilities over a global computer network; consulting services in the field of financial services and financial information

ALL OF THE GOODS/SERVICES IN EACH CLASS ARE LISTED







ADDITIONAL INFORMATION MAY BE PRESENT IN THE PTO RECORDS


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