PTO Form 1963 (Rev 5/2006) |
OMB No. 0651-0055 (Exp 07/31/2018) |
Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9
The table below presents the data as entered.
Input Field
|
Entered
|
REGISTRATION NUMBER |
2572922 |
REGISTRATION DATE |
05/28/2002 |
SERIAL NUMBER |
76073879 |
MARK SECTION |
MARK |
PROSPECTUS EXPRESS |
ATTORNEY SECTION (current) |
NAME |
Michael J. Bevilacqua, Esquire |
FIRM NAME |
WILMER CUTLER PICKERING HALE AND DORR LL |
STREET |
60 STATE STREET |
CITY |
BOSTON |
STATE |
Massachusetts |
POSTAL CODE |
02109 |
COUNTRY |
United States |
PHONE |
617-526-6448 |
FAX |
617-526-5000 |
EMAIL |
michael.bevilacqua@wilmerhale.com |
AUTHORIZED TO COMMUNICATE VIA E-MAIL |
Yes |
ATTORNEY SECTION (proposed) |
NAME |
James H. Donoian |
FIRM NAME |
Greenberg Traurig, LLP |
STREET |
200 Park Avenue, 34th Floor |
CITY |
New York |
STATE |
New York |
POSTAL CODE |
10166 |
COUNTRY |
United States |
PHONE |
212.801.9200 |
FAX |
212.801.6400 |
EMAIL |
nytmdkt@gtlaw.com |
AUTHORIZED TO COMMUNICATE VIA E-MAIL |
Yes |
DOCKET/REFERENCE NUMBER |
104424.010200 |
OTHER APPOINTED ATTORNEY |
Alan N. Sutin, Daniel I. Schloss, Daniel J. Navarro |
CORRESPONDENCE SECTION (current) |
NAME |
MICHAEL J. BEVILACQUA, ESQUIRE |
FIRM NAME |
WILMER CUTLER PICKERING HALE AND DORR LL |
STREET |
60 STATE STREET |
CITY |
BOSTON |
STATE |
Massachusetts |
POSTAL CODE |
02109 |
COUNTRY |
United States |
PHONE |
617-526-6448 |
FAX |
617-526-5000 |
EMAIL |
michael.bevilacqua@wilmerhale.com |
AUTHORIZED TO COMMUNICATE VIA E-MAIL |
Yes |
CORRESPONDENCE SECTION (proposed) |
NAME |
James H. Donoian |
FIRM NAME |
Greenberg Traurig, LLP |
STREET |
200 Park Avenue, 34th Floor |
CITY |
New York |
STATE |
New York |
POSTAL CODE |
10166 |
COUNTRY |
United States |
PHONE |
212.801.9200 |
FAX |
212.801.6400 |
EMAIL |
nytmdkt@gtlaw.com |
AUTHORIZED TO COMMUNICATE VIA E-MAIL |
Yes |
DOCKET/REFERENCE NUMBER |
104424.010200 |
GOODS AND/OR SERVICES SECTION |
INTERNATIONAL CLASS |
035 |
GOODS OR SERVICES |
Document management services for others, namely, acquisition and ongoing maintenance of documents in the financial field |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPN0-69255103-183448636_._PROSPECTUS_EXPRESS.pdf |
CONVERTED PDF FILE(S)
(2 pages) |
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890002.JPG |
|
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890003.JPG |
SPECIMEN DESCRIPTION |
brochure |
INTERNATIONAL CLASS |
036 |
GOODS OR SERVICES |
Financial reporting services |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPN1-69255103-183448636_._PROSPECTUS_EXPRESS.pdf |
CONVERTED PDF FILE(S)
(2 pages) |
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890004.JPG |
|
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890005.JPG |
SPECIMEN DESCRIPTION |
brochure |
INTERNATIONAL CLASS |
038 |
GOODS OR SERVICES |
Electronic transmission of financial data and documents, namely, prospectuses, additional information on fund performance, sticker updates, and
company reports |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPN2-69255103-183448636_._PROSPECTUS_EXPRESS.pdf |
CONVERTED PDF FILE(S)
(2 pages) |
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890006.JPG |
|
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890007.JPG |
SPECIMEN DESCRIPTION |
brochure |
INTERNATIONAL CLASS |
040 |
GOODS OR SERVICES |
Document data transfer and physical conversion of financial data and documents from one media to another |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPN3-69255103-183448636_._PROSPECTUS_EXPRESS.pdf |
CONVERTED PDF FILE(S)
(2 pages) |
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890008.JPG |
|
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890009.JPG |
SPECIMEN DESCRIPTION |
brochure |
INTERNATIONAL CLASS |
042 |
GOODS OR SERVICES |
Data warehousing in the financial field |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPN4-69255103-183448636_._PROSPECTUS_EXPRESS.pdf |
CONVERTED PDF FILE(S)
(2 pages) |
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890010.JPG |
|
\\TICRS\EXPORT16\IMAGEOUT16\760\738\76073879\xml1\S890011.JPG |
SPECIMEN DESCRIPTION |
brochure |
MISCELLANEOUS STATEMENT |
Attached please find ETAS confirmation receipts confiming the recordation with the USPTO Assignment Division of the articles of merger between (1) Registrant NewRiver, Inc. and
Broadridge Content Solutions, Inc. (a Massachusetts corporation) and (2) between Broadridge Content Solutions, Inc. and Broadridge Investor Communication Solutions, Inc. (a Delaware
corporation). |
ORIGINAL PDF FILE |
MISC-69255103-183448636_._NewRiver_-_Broadridge_Assigment_Sheets.pdf |
|
\\TICRS\EXPORT16\IMAGEOUT 16\760\738\76073879\xml1\ S890012.JPG |
|
\\TICRS\EXPORT16\IMAGEOUT 16\760\738\76073879\xml1\ S890013.JPG |
|
\\TICRS\EXPORT16\IMAGEOUT 16\760\738\76073879\xml1\ S890014.JPG |
|
\\TICRS\EXPORT16\IMAGEOUT 16\760\738\76073879\xml1\ S890015.JPG |
OWNER SECTION (current) |
NAME |
NewRiver, Inc. |
STREET |
200 Brickstone Square |
CITY |
Andover |
STATE |
Massachusetts |
ZIP/POSTAL CODE |
01810-1429 |
COUNTRY |
United States |
OWNER SECTION (proposed) |
NAME |
Broadridge Investor Communication Solutions, Inc. |
STREET |
2 Journal Square |
CITY |
Jersey City |
STATE |
New Jersey |
ZIP/POSTAL CODE |
07306 |
COUNTRY |
United States |
LEGAL ENTITY SECTION (current) |
TYPE |
corporation |
STATE/COUNTRY OF INCORPORATION |
Massachusetts |
LEGAL ENTITY SECTION (proposed) |
TYPE |
corporation |
STATE/COUNTRY OF INCORPORATION |
Delaware |
PAYMENT SECTION |
NUMBER OF CLASSES |
5 |
NUMBER OF CLASSES PAID |
5 |
SUBTOTAL AMOUNT |
2500 |
GRACE PERIOD |
1000 |
TOTAL FEE PAID |
3500 |
SIGNATURE SECTION |
SIGNATURE |
/James H. Donoian/ |
SIGNATORY'S NAME |
James H. Donoian |
SIGNATORY'S POSITION |
Attorney of record, NY bar member |
DATE SIGNED |
11/28/2012 |
SIGNATORY'S PHONE NUMBER |
212.801.9200 |
PAYMENT METHOD |
DA |
FILING INFORMATION |
SUBMIT DATE |
Wed Nov 28 19:41:34 EST 2012 |
TEAS STAMP |
USPTO/S08N09-XX.XX.X.XXX-
20121128194134062171-2572
922-490305c32609f01e928d2
0c954381b40b5-DA-10425-20
121127183448636291 |
PTO Form 1963 (Rev 5/2006) |
OMB No. 0651-0055 (Exp 07/31/2018) |
Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9
To the Commissioner for Trademarks:
REGISTRATION NUMBER: 2572922
REGISTRATION DATE: 05/28/2002
MARK: PROSPECTUS EXPRESS
The owner, Broadridge Investor Communication Solutions, Inc., a corporation of Delaware, having an address of
2 Journal Square
Jersey City, New Jersey 07306
United States
is filing a Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9.
For International Class 035, the mark is in use in commerce on or in connection with
all goods/services, or to indicate membership in the collective membership organization, listed in the
existing registration for this specific class: Document management services for others, namely, acquisition and ongoing maintenance of documents in the financial field ; or, the owner is making the
listed excusable nonuse claim.
The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) brochure.
Original PDF file:
SPN0-69255103-183448636_._PROSPECTUS_EXPRESS.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
For International Class 036, the mark is in use in commerce on or in connection with
all goods/services, or to indicate membership in the collective membership organization, listed in the
existing registration for this specific class: Financial reporting services ; or, the owner is making the listed excusable nonuse claim.
The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) brochure.
Original PDF file:
SPN1-69255103-183448636_._PROSPECTUS_EXPRESS.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
For International Class 038, the mark is in use in commerce on or in connection with
all goods/services, or to indicate membership in the collective membership organization, listed in the
existing registration for this specific class: Electronic transmission of financial data and documents, namely, prospectuses, additional information on fund performance, sticker updates, and company
reports ; or, the owner is making the listed excusable nonuse claim.
The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) brochure.
Original PDF file:
SPN2-69255103-183448636_._PROSPECTUS_EXPRESS.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
For International Class 040, the mark is in use in commerce on or in connection with
all goods/services, or to indicate membership in the collective membership organization, listed in the
existing registration for this specific class: Document data transfer and physical conversion of financial data and documents from one media to another ; or, the owner is making the listed excusable
nonuse claim.
The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) brochure.
Original PDF file:
SPN3-69255103-183448636_._PROSPECTUS_EXPRESS.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
For International Class 042, the mark is in use in commerce on or in connection with
all goods/services, or to indicate membership in the collective membership organization, listed in the
existing registration for this specific class: Data warehousing in the financial field ; or, the owner is making the listed excusable nonuse claim.
The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) brochure.
Original PDF file:
SPN4-69255103-183448636_._PROSPECTUS_EXPRESS.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
MISCELLANEOUS STATEMENTS
Attached please find ETAS confirmation receipts confiming the recordation with the USPTO Assignment Division of the articles of merger between (1) Registrant NewRiver, Inc. and Broadridge Content
Solutions, Inc. (a Massachusetts corporation) and (2) between Broadridge Content Solutions, Inc. and Broadridge Investor Communication Solutions, Inc. (a Delaware corporation).
Original PDF file:
MISC-69255103-183448636_._NewRiver_-_Broadridge_Assigment_Sheets.pdf
Converted PDF file(s) (4 pages)
Miscellaneous File1
Miscellaneous File2
Miscellaneous File3
Miscellaneous File4
The registrant's current Attorney Information: Michael J. Bevilacqua, Esquire of WILMER CUTLER PICKERING HALE AND DORR LL
60 STATE STREET
BOSTON, Massachusetts (MA) 02109
United States
The registrant's proposed Attorney Information: James H. Donoian of Greenberg Traurig, LLP
200 Park Avenue, 34th Floor
New York, New York (NY) 10166
United States
The docket/reference number is 104424.010200.
The Other Appointed Attorney(s): Alan N. Sutin, Daniel I. Schloss, Daniel J. Navarro.
The phone number is 212.801.9200.
The fax number is 212.801.6400.
The email address is nytmdkt@gtlaw.com.
The registrant's current Correspondence Information: MICHAEL J. BEVILACQUA, ESQUIRE of WILMER CUTLER PICKERING HALE AND DORR LL
60 STATE STREET
BOSTON, Massachusetts (MA) 02109
United States
The registrant's proposed Correspondence Information: James H. Donoian of Greenberg Traurig, LLP
200 Park Avenue, 34th Floor
New York, New York (NY) 10166
United States
The docket/reference number is 104424.010200.
The phone number is 212.801.9200.
The fax number is 212.801.6400.
The email address is nytmdkt@gtlaw.com.
A fee payment in the amount of $3500 will be submitted with the form, representing payment for 5 class(es), plus any additional grace period fee, if necessary.
Declaration
Section 8: Declaration of Use and/or Excusable Nonuse in Commerce
Unless the owner has specifically claimed excusable nonuse, the mark is in use in commerce on or in connection with the goods and/or services identified above, as evidenced by the attached
specimen(s) showing the mark as used in commerce.
The undersigned being hereby warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements
and the like may jeopardize the validity of this document, declares that he/she is properly authorized to execute this document on behalf of the Owner; and all statements made of his/her own
knowledge are true and that all statements made on information and belief are believed to be true.
Section 9: Application for Renewal
The registrant requests that the registration be renewed for the goods/services/collective organization identified above.
Signature: /James H. Donoian/ Date: 11/28/2012
Signatory's Name: James H. Donoian
Signatory's Position: Attorney of record, NY bar member
Signatory's Phone Number: 212.801.9200
Mailing Address
(current):
WILMER CUTLER PICKERING HALE AND DORR LL
60 STATE STREET
BOSTON, Massachusetts 02109
Mailing Address
(proposed):
Greenberg Traurig, LLP
200 Park Avenue, 34th Floor
New York, New York 10166
Serial Number: 76073879
Internet Transmission Date: Wed Nov 28 19:41:34 EST 2012
TEAS Stamp: USPTO/S08N09-XX.XX.X.XXX-201211281941340
62171-2572922-490305c32609f01e928d20c954
381b40b5-DA-10425-20121127183448636291