PR-Section 8 and 9

CONSENT EXPRESS

BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9

PTO Form 1963 (Rev 5/2006)
OMB No. 0651-0055 (Exp 07/31/2018)

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9


The table below presents the data as entered.

Input Field
Entered
REGISTRATION NUMBER 2572921
REGISTRATION DATE 05/28/2002
SERIAL NUMBER 76073649
MARK SECTION
MARK CONSENT EXPRESS
ATTORNEY SECTION (current)
NAME Michael J. Bevilacqua, Esquire
FIRM NAME WILMER CUTLER PICKERING HALE AND DORR LL
STREET 60 STATE STREET
CITY BOSTON
STATE Massachusetts
POSTAL CODE 02109
COUNTRY United States
PHONE 617-526-6448
FAX 617-526-5000
EMAIL michael.bevilacqua@wilmerhale.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
ATTORNEY SECTION (proposed)
NAME James H. Donoian
FIRM NAME Greenberg Traurg, LLP
STREET 200 Park Avenue, 34th Floor
CITY New York
STATE New York
POSTAL CODE 10166
COUNTRY United States
PHONE 212.801.9200
FAX 212.801.6400
EMAIL nytmdkt@gtlaw.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 104424.010200
OTHER APPOINTED ATTORNEY Alan N. Sutin, Daniel I. Schloss, Daniel J. Navarro
CORRESPONDENCE SECTION (current)
NAME MICHAEL J. BEVILACQUA, ESQUIRE
FIRM NAME WILMER CUTLER PICKERING HALE AND DORR LL
STREET 60 STATE STREET
CITY BOSTON
STATE Massachusetts
POSTAL CODE 02109
COUNTRY United States
PHONE 617-526-6448
FAX 617-526-5000
EMAIL michael.bevilacqua@wilmerhale.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
CORRESPONDENCE SECTION (proposed)
NAME James H. Donoian
FIRM NAME Greenberg Traurg, LLP
STREET 200 Park Avenue, 34th Floor
CITY New York
STATE New York
POSTAL CODE 10166
COUNTRY United States
PHONE 212.801.9200
FAX 212.801.6400
EMAIL nytmdkt@gtlaw.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 104424.010200
GOODS AND/OR SERVICES SECTION
INTERNATIONAL CLASS 035
GOODS OR SERVICES Document management services for others, namely, acquisition and ongoing maintenance of documents in the financial field; business marketing services, namely, obtaining permission from individuals on behalf of others to advise the others that it is appropriate for them to deliver financial and marketing information electronically
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPN0-69255103-180444885_._CONSENT_EXPRESS.pdf
       CONVERTED PDF FILE(S)
       (2 pages)
\\TICRS\EXPORT16\IMAGEOUT16\760\736\76073649\xml1\S890002.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\760\736\76073649\xml1\S890003.JPG
SPECIMEN DESCRIPTION brochure
INTERNATIONAL CLASS 042
GOODS OR SERVICES Data warehousing in the financial field
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPN1-69255103-180444885_._CONSENT_EXPRESS.pdf
       CONVERTED PDF FILE(S)
       (2 pages)
\\TICRS\EXPORT16\IMAGEOUT16\760\736\76073649\xml1\S890004.JPG
        \\TICRS\EXPORT16\IMAGEOUT16\760\736\76073649\xml1\S890005.JPG
SPECIMEN DESCRIPTION brochure
MISCELLANEOUS STATEMENT Attached please find ETAS confirmation receipts confiming the recordation with the USPTO Assignment Division of the articles of merger between (1) Registrant NewRiver, Inc. and Broadridge Content Solutions, Inc. (a Massachusetts corporation) and (2) between Broadridge Content Solutions, Inc. and Broadridge Investor Communication Solutions, Inc. (a Delaware corporation).
       ORIGINAL PDF FILE MISC-69255103-180444885_._NewRiver_-_Broadridge_Assigment_Sheets.pdf
        \\TICRS\EXPORT16\IMAGEOUT 16\760\736\76073649\xml1\ S890006.JPG
        \\TICRS\EXPORT16\IMAGEOUT 16\760\736\76073649\xml1\ S890007.JPG
        \\TICRS\EXPORT16\IMAGEOUT 16\760\736\76073649\xml1\ S890008.JPG
        \\TICRS\EXPORT16\IMAGEOUT 16\760\736\76073649\xml1\ S890009.JPG
OWNER SECTION (current)
NAME NewRiver, Inc.
STREET 200 Brickstone Square
CITY Andover
STATE Massachusetts
ZIP/POSTAL CODE 01810-1429
COUNTRY United States
OWNER SECTION (proposed)
NAME Broadridge Investor Communication Solutions, Inc.
STREET 2 Journal Square
CITY Jersey City
STATE New Jersey
ZIP/POSTAL CODE 07306
COUNTRY United States
LEGAL ENTITY SECTION (current)
TYPE corporation
STATE/COUNTRY OF INCORPORATION Massachusetts
LEGAL ENTITY SECTION (proposed)
TYPE corporation
STATE/COUNTRY OF INCORPORATION Delaware
PAYMENT SECTION
NUMBER OF CLASSES 2
NUMBER OF CLASSES PAID 2
SUBTOTAL AMOUNT 1000
GRACE PERIOD 400
TOTAL FEE PAID 1400
SIGNATURE SECTION
SIGNATURE /James H. Donoian/
SIGNATORY'S NAME James H. Donoian
SIGNATORY'S POSITION Attorney of record, NY bar member
DATE SIGNED 11/28/2012
SIGNATORY'S PHONE NUMBER 212.801.9200
PAYMENT METHOD DA
FILING INFORMATION
SUBMIT DATE Wed Nov 28 19:40:37 EST 2012
TEAS STAMP USPTO/S08N09-XX.XX.X.XXX-
20121128194037493123-2572
921-490c5a26da5323c8ecfdc
19196d29c4ca12-DA-10418-2
0121127180444885390



PTO Form 1963 (Rev 5/2006)
OMB No. 0651-0055 (Exp 07/31/2018)


Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9


To the Commissioner for Trademarks:

REGISTRATION NUMBER: 2572921
REGISTRATION DATE: 05/28/2002

MARK: CONSENT EXPRESS

The owner, Broadridge Investor Communication Solutions, Inc., a corporation of Delaware, having an address of
      2 Journal Square
      Jersey City, New Jersey 07306
      United States
is filing a Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9.

For International Class 035, the mark is in use in commerce on or in connection with all goods/services, or to indicate membership in the collective membership organization, listed in the existing registration for this specific class: Document management services for others, namely, acquisition and ongoing maintenance of documents in the financial field; business marketing services, namely, obtaining permission from individuals on behalf of others to advise the others that it is appropriate for them to deliver financial and marketing information electronically ; or, the owner is making the listed excusable nonuse claim.

The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) brochure.

Original PDF file:
SPN0-69255103-180444885_._CONSENT_EXPRESS.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2

For International Class 042, the mark is in use in commerce on or in connection with all goods/services, or to indicate membership in the collective membership organization, listed in the existing registration for this specific class: Data warehousing in the financial field ; or, the owner is making the listed excusable nonuse claim.

The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) brochure.

Original PDF file:
SPN1-69255103-180444885_._CONSENT_EXPRESS.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2

MISCELLANEOUS STATEMENTS
Attached please find ETAS confirmation receipts confiming the recordation with the USPTO Assignment Division of the articles of merger between (1) Registrant NewRiver, Inc. and Broadridge Content Solutions, Inc. (a Massachusetts corporation) and (2) between Broadridge Content Solutions, Inc. and Broadridge Investor Communication Solutions, Inc. (a Delaware corporation).

Original PDF file:
MISC-69255103-180444885_._NewRiver_-_Broadridge_Assigment_Sheets.pdf
Converted PDF file(s) (4 pages)
Miscellaneous File1
Miscellaneous File2
Miscellaneous File3
Miscellaneous File4
The registrant's current Attorney Information: Michael J. Bevilacqua, Esquire of  WILMER CUTLER PICKERING HALE AND DORR LL
      60 STATE STREET
      BOSTON, Massachusetts (MA) 02109
      United States


The registrant's proposed Attorney Information: James H. Donoian of  Greenberg Traurg, LLP
      200 Park Avenue, 34th Floor
      New York, New York (NY) 10166
      United States
The docket/reference number is 104424.010200.
The Other Appointed Attorney(s): Alan N. Sutin, Daniel I. Schloss, Daniel J. Navarro.

The phone number is 212.801.9200.

The fax number is 212.801.6400.

The email address is nytmdkt@gtlaw.com.
The registrant's current Correspondence Information: MICHAEL J. BEVILACQUA, ESQUIRE of  WILMER CUTLER PICKERING HALE AND DORR LL
      60 STATE STREET
      BOSTON, Massachusetts (MA) 02109
      United States


The registrant's proposed Correspondence Information: James H. Donoian of  Greenberg Traurg, LLP
      200 Park Avenue, 34th Floor
      New York, New York (NY) 10166
      United States
The docket/reference number is 104424.010200.


The phone number is 212.801.9200.

The fax number is 212.801.6400.

The email address is nytmdkt@gtlaw.com.

A fee payment in the amount of $1400 will be submitted with the form, representing payment for 2 class(es), plus any additional grace period fee, if necessary.

Declaration


Section 8: Declaration of Use and/or Excusable Nonuse in Commerce
Unless the owner has specifically claimed excusable nonuse, the mark is in use in commerce on or in connection with the goods and/or services identified above, as evidenced by the attached specimen(s) showing the mark as used in commerce.


The undersigned being hereby warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements and the like may jeopardize the validity of this document, declares that he/she is properly authorized to execute this document on behalf of the Owner; and all statements made of his/her own knowledge are true and that all statements made on information and belief are believed to be true.

Section 9: Application for Renewal
The registrant requests that the registration be renewed for the goods/services/collective organization identified above.


Signature: /James H. Donoian/      Date: 11/28/2012
Signatory's Name: James H. Donoian
Signatory's Position: Attorney of record, NY bar member
Signatory's Phone Number: 212.801.9200

Mailing Address (current):
   WILMER CUTLER PICKERING HALE AND DORR LL
   60 STATE STREET
   BOSTON, Massachusetts 02109

Mailing Address (proposed):
   Greenberg Traurg, LLP
   200 Park Avenue, 34th Floor
   New York, New York 10166

Serial Number: 76073649
Internet Transmission Date: Wed Nov 28 19:40:37 EST 2012
TEAS Stamp: USPTO/S08N09-XX.XX.X.XXX-201211281940374
93123-2572921-490c5a26da5323c8ecfdc19196
d29c4ca12-DA-10418-20121127180444885390

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