PR-Section 8 and 9

CFA

CFA INSTITUTE

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9

PTO Form 1963 (Rev 5/2006)
OMB No. 0651-0055 (Exp 12/31/2011)

Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9


The table below presents the data as entered.

Input Field
Entered
REGISTRATION NUMBER 2493899
REGISTRATION DATE 10/02/2001
SERIAL NUMBER 75788563
MARK SECTION
MARK CFA
ATTORNEY SECTION (current)
NAME Ann K. Ford
FIRM NAME DLA PIPER LLP (US)
STREET 500 EIGHTH STREET, NW
CITY WASHINGTON
STATE District of Columbia
POSTAL CODE 20004
COUNTRY United States
PHONE 202 799-4000
FAX 202 799-5000
EMAIL dctrademarks@dlapiper.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
ATTORNEY SECTION (proposed)
NAME Ann K. Ford
FIRM NAME DLA PIPER LLP (US)
STREET 500 EIGHTH STREET, NW
CITY WASHINGTON
STATE District of Columbia
POSTAL CODE 20004
COUNTRY United States
PHONE 202 799-4000
FAX 202 799-5000
EMAIL dctrademarks@dlapiper.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 373897-000001
OTHER APPOINTED ATTORNEY Ryan C. Compton, Thomas E. Zutic, John M. Nading, David M. Kramer, Radiance A. Walters, Debra Rosenbaum
CORRESPONDENCE SECTION (current)
NAME ANN K. FORD
FIRM NAME DLA PIPER LLP (US)
STREET 500 EIGHTH STREET, NW
CITY WASHINGTON
STATE District of Columbia
POSTAL CODE 20004
COUNTRY United States
PHONE 202 799-4000
FAX 202 799-5000
EMAIL dctrademarks@dlapiper.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
CORRESPONDENCE SECTION (proposed)
NAME ANN K. FORD
FIRM NAME DLA PIPER LLP (US)
STREET 500 EIGHTH STREET, NW
CITY WASHINGTON
STATE District of Columbia
POSTAL CODE 20004
COUNTRY United States
PHONE 202 799-4000
FAX 202 799-5000
EMAIL dctrademarks@dlapiper.com
AUTHORIZED TO COMMUNICATE VIA E-MAIL Yes
DOCKET/REFERENCE NUMBER 373897-000001
GOODS AND/OR SERVICES SECTION
INTERNATIONAL CLASS 041
GOODS OR SERVICES EDUCATIONAL SERVICES, NAMELY ARRANGING, CONDUCTING AND PROVIDING COURSES OF INSTRUCTION, WORKSHOPS, SEMINARS, AND CONFERENCES IN THE FIELD OF FINANCIAL ANALYSIS AND DISTRIBUTING COURSE MATERIALS IN CONNECTION THEREWITH
SPECIMEN FILE NAME(S) \\TICRS\EXPORT11\IMAGEOUT 11\757\885\75788563\xml2\ S890002.JPG
        \\TICRS\EXPORT11\IMAGEOUT 11\757\885\75788563\xml2\ S890003.JPG
        \\TICRS\EXPORT11\IMAGEOUT 11\757\885\75788563\xml2\ S890004.JPG
        \\TICRS\EXPORT11\IMAGEOUT 11\757\885\75788563\xml2\ S890005.JPG
        \\TICRS\EXPORT11\IMAGEOUT 11\757\885\75788563\xml2\ S890006.JPG
SPECIMEN DESCRIPTION pages from registrant's web site describing the program; copies of course materials
OWNER SECTION (current)
NAME CFA INSTITUTE
STREET 560 RAY C. HUNT DRIVE
CITY CHARLOTTESVILLE
STATE Virginia
ZIP/POSTAL CODE 22903
COUNTRY United States
LEGAL ENTITY SECTION (current)
TYPE NON-STOCK CORPORATION
STATE/COUNTRY WHERE LEGALLY ORGANIZED Virginia
LEGAL ENTITY SECTION (proposed)
TYPE NON-STOCK CORPORATION
STATE/COUNTRY WHERE LEGALLY ORGANIZED Virginia
PAYMENT SECTION
NUMBER OF CLASSES 1
NUMBER OF CLASSES PAID 1
SUBTOTAL AMOUNT 500
TOTAL FEE PAID 500
SIGNATURE SECTION
SIGNATURE /lisa f. andress/
SIGNATORY'S NAME Lisa F. Andress
SIGNATORY'S POSITION Associate General Counsel
DATE SIGNED 09/27/2011
PAYMENT METHOD CC
FILING INFORMATION
SUBMIT DATE Tue Sep 27 12:31:50 EDT 2011
TEAS STAMP USPTO/S08N09-XXX.XXX.XXX.
XX-20110927123150622147-2
493899-480f532506fdcc4dd0
d0745ee24ec7bf49-CC-26273
-20110926150605238406



PTO Form 1963 (Rev 5/2006)
OMB No. 0651-0055 (Exp 12/31/2011)


Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9


To the Commissioner for Trademarks:

REGISTRATION NUMBER: 2493899
REGISTRATION DATE: 10/02/2001

MARK: CFA

The owner, CFA INSTITUTE, NON-STOCK CORPORATION legally organized under the laws of Virginia, having an address of
      560 RAY C. HUNT DRIVE
      CHARLOTTESVILLE, Virginia 22903
      United States
is filing a Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9.

For International Class 041, the mark is in use in commerce on or in connection with all goods or services listed in the existing registration for this specific class: EDUCATIONAL SERVICES, NAMELY ARRANGING, CONDUCTING AND PROVIDING COURSES OF INSTRUCTION, WORKSHOPS, SEMINARS, AND CONFERENCES IN THE FIELD OF FINANCIAL ANALYSIS AND DISTRIBUTING COURSE MATERIALS IN CONNECTION THEREWITH ; or, the owner is making the listed excusable nonuse claim.

The owner is submitting one specimen showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) pages from registrant's web site describing the program; copies of course materials.
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
The registrant's current Attorney Information: Ann K. Ford of  DLA PIPER LLP (US)
      500 EIGHTH STREET, NW
      WASHINGTON, District of Columbia (DC) 20004
      United States (USX)

The registrant's proposed Attorney Information: Ann K. Ford of  DLA PIPER LLP (US)
      500 EIGHTH STREET, NW
      WASHINGTON, District of Columbia (DC) 20004
      United States (USX)
The docket/reference number is 373897-000001.

The phone number is 202 799-4000.

The fax number is 202 799-5000.

The email address is dctrademarks@dlapiper.com.
The registrant's current Correspondence Information: ANN K. FORD of  DLA PIPER LLP (US)
      500 EIGHTH STREET, NW
      WASHINGTON, District of Columbia (DC) 20004
      United States (USX)

The registrant's proposed Correspondence Information: ANN K. FORD of  DLA PIPER LLP (US)
      500 EIGHTH STREET, NW
      WASHINGTON, District of Columbia (DC) 20004
      United States (USX)
The docket/reference number is 373897-000001.

The phone number is 202 799-4000.

The fax number is 202 799-5000.

The email address is dctrademarks@dlapiper.com.

A fee payment in the amount of $500 will be submitted with the form, representing payment for 1 class(es), plus any additional grace period fee, if necessary.

Declaration


Section 8: Declaration of Use in Commerce
Unless the owner has specifically claimed excusable nonuse, the mark is in use in commerce on or in connection with the goods and/or services identified above, as evidenced by the attached specimen(s) showing the mark as used in commerce.

Section 9: Application for Renewal
The registrant requests that the registration be renewed for the goods and/or services identified above.

The undersigned being hereby warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements and the like may jeopardize the validity of this document, declares that he/she is properly authorized to execute this document on behalf of the Owner; and all statements made of his/her own knowledge are true and that all statements made on information and belief are believed to be true.


Signature: /lisa f. andress/      Date: 09/27/2011
Signatory's Name: Lisa F. Andress
Signatory's Position: Associate General Counsel

Mailing Address (current):
   DLA PIPER LLP (US)
   500 EIGHTH STREET, NW
   WASHINGTON, District of Columbia 20004

Mailing Address (proposed):
   DLA PIPER LLP (US)
   500 EIGHTH STREET, NW
   WASHINGTON, District of Columbia 20004

Serial Number: 75788563
Internet Transmission Date: Tue Sep 27 12:31:50 EDT 2011
TEAS Stamp: USPTO/S08N09-XXX.XXX.XXX.XX-201109271231
50622147-2493899-480f532506fdcc4dd0d0745
ee24ec7bf49-CC-26273-2011092615060523840
6

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