| PTO Form 1963 (Rev 5/2006) |
| OMB No. 0651-0055 (Exp 07/31/2018) |
Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9
The table below presents the data as entered.
Input Field
|
Entered
|
| REGISTRATION NUMBER |
2961602 |
| REGISTRATION DATE |
06/14/2005 |
| SERIAL NUMBER |
75570930 |
| MARK SECTION |
| MARK |
BARON |
| ATTORNEY SECTION (current) |
| NAME |
Cynthia Johnson Walden |
| FIRM NAME |
FISH & RICHARDSON P.C. |
| STREET |
P.O. BOX 1022 |
| CITY |
MINNEAPOLIS |
| STATE |
Minnesota |
| POSTAL CODE |
55440-1022 |
| COUNTRY |
United States |
| PHONE |
617 542 5070 |
| FAX |
202 408 0302 |
| EMAIL |
tmdoctc@fr.com |
| AUTHORIZED TO COMMUNICATE VIA E-MAIL |
Yes |
| DOCKET/REFERENCE NUMBER |
22760-000300 |
| ATTORNEY SECTION (proposed) |
| NAME |
Cynthia Johnson Walden |
| FIRM NAME |
FISH & RICHARDSON P.C. |
| STREET |
P.O. BOX 1022 |
| CITY |
MINNEAPOLIS |
| STATE |
Minnesota |
| POSTAL CODE |
55440-1022 |
| COUNTRY |
United States |
| PHONE |
617 542 5070 |
| FAX |
877 769 7945 |
| EMAIL |
tmdoctc@fr.com |
| AUTHORIZED TO COMMUNICATE VIA E-MAIL |
Yes |
| DOCKET/REFERENCE NUMBER |
22760-0003001 |
| CORRESPONDENCE SECTION (current) |
| NAME |
Cynthia Johnson Walden |
| FIRM NAME |
FISH & RICHARDSON P.C. |
| STREET |
P.O. BOX 1022 |
| CITY |
MINNEAPOLIS |
| STATE |
Minnesota |
| POSTAL CODE |
55440-1022 |
| COUNTRY |
United States |
| PHONE |
617 542 5070 |
| FAX |
202 408 0302 |
| EMAIL |
tmdoctc@fr.com |
| AUTHORIZED TO COMMUNICATE VIA E-MAIL |
Yes |
| DOCKET/REFERENCE NUMBER |
22760-000300 |
| CORRESPONDENCE SECTION (proposed) |
| NAME |
Cynthia Johnson Walden |
| FIRM NAME |
FISH & RICHARDSON P.C. |
| STREET |
P.O. BOX 1022 |
| CITY |
MINNEAPOLIS |
| STATE |
Minnesota |
| POSTAL CODE |
55440-1022 |
| COUNTRY |
United States |
| PHONE |
617 542 5070 |
| FAX |
877 769 7945 |
| EMAIL |
tmdoctc@fr.com |
| AUTHORIZED TO COMMUNICATE VIA E-MAIL |
Yes |
| DOCKET/REFERENCE NUMBER |
22760-0003001 |
| GOODS AND/OR SERVICES SECTION |
| INTERNATIONAL CLASS |
036 |
| GOODS OR SERVICES |
Investment management services, mutual funds investment, mutual funds distribution and mutual funds brokerage |
| SPECIMEN FILE NAME(S) |
| ORIGINAL PDF FILE |
SPN0-671515183-20141203150826771522_._BARON_use.pdf |
CONVERTED PDF FILE(S)
(1 page) |
\\TICRS\EXPORT16\IMAGEOUT16\755\709\75570930\xml1\S890002.JPG |
| SPECIMEN DESCRIPTION |
screenshot of Registrant's website |
| OWNER SECTION (current) |
| NAME |
Baron Capital Group, Inc. |
| STREET |
767 Fifth Avenue |
| CITY |
New York |
| STATE |
New York |
| ZIP/POSTAL CODE |
10153 |
| COUNTRY |
United States |
| LEGAL ENTITY SECTION (current) |
| TYPE |
corporation |
| STATE/COUNTRY OF INCORPORATION |
New York |
| PAYMENT SECTION |
| NUMBER OF CLASSES |
1 |
| NUMBER OF CLASSES PAID |
1 |
| SUBTOTAL AMOUNT |
500 |
| TOTAL FEE PAID |
500 |
| SIGNATURE SECTION |
| SIGNATURE |
/Kristine F. Treglia/ |
| SIGNATORY'S NAME |
Kristine F. Treglia |
| SIGNATORY'S POSITION |
Associate General Counsel |
| DATE SIGNED |
12/12/2014 |
| PAYMENT METHOD |
DA |
| FILING INFORMATION |
| SUBMIT DATE |
Fri Dec 12 09:49:57 EST 2014 |
| TEAS STAMP |
USPTO/S08N09-XX.XXX.XX.XX
-20141212094957641768-296
1602-500ee3d6c06dd6ccd6dc
f2ad851d98b536de3b6c2f11f
4ea3a2e8edcbfbb37c-DA-832
7-20141203150826771522 |
| PTO Form 1963 (Rev 5/2006) |
| OMB No. 0651-0055 (Exp 07/31/2018) |
Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9
To the Commissioner for Trademarks:
REGISTRATION NUMBER: 2961602
REGISTRATION DATE: 06/14/2005
MARK: BARON
The owner, Baron Capital Group, Inc., a corporation of New York, having an address of
767 Fifth Avenue
New York, New York 10153
United States
is filing a Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9.
For International Class 036, the mark is in use in commerce on or in connection with
all goods/services, or to indicate membership in the collective membership organization, listed in the
existing registration for this specific class: Investment management services, mutual funds investment, mutual funds distribution and mutual funds brokerage ; or, the owner is making the listed
excusable nonuse claim.
The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class, consisting of a(n) screenshot of Registrant's website.
Original PDF file:
SPN0-671515183-20141203150826771522_._BARON_use.pdf
Converted PDF file(s) (1 page)
Specimen File1
The registrant's current Attorney Information: Cynthia Johnson Walden of FISH & RICHARDSON P.C.
P.O. BOX 1022
MINNEAPOLIS, Minnesota (MN) 55440-1022
United States
The docket/reference number is 22760-000300.
The registrant's proposed Attorney Information: Cynthia Johnson Walden of FISH & RICHARDSON P.C.
P.O. BOX 1022
MINNEAPOLIS, Minnesota (MN) 55440-1022
United States
The docket/reference number is 22760-0003001.
The phone number is 617 542 5070.
The fax number is 877 769 7945.
The email address is tmdoctc@fr.com.
The registrant's current Correspondence Information: Cynthia Johnson Walden of FISH & RICHARDSON P.C.
P.O. BOX 1022
MINNEAPOLIS, Minnesota (MN) 55440-1022
United States
The docket/reference number is 22760-000300.
The registrant's proposed Correspondence Information: Cynthia Johnson Walden of FISH & RICHARDSON P.C.
P.O. BOX 1022
MINNEAPOLIS, Minnesota (MN) 55440-1022
United States
The docket/reference number is 22760-0003001.
The phone number is 617 542 5070.
The fax number is 877 769 7945.
The email address is tmdoctc@fr.com.
A fee payment in the amount of $500 will be submitted with the form, representing payment for 1 class(es), plus any additional grace period fee, if necessary.
Declaration
Section 8: Declaration of Use and/or Excusable Nonuse in Commerce
Unless the owner has specifically claimed excusable nonuse, the mark is in use in commerce on or in connection with the goods/services identified above, as evidenced by the attached specimen(s)
showing the mark as used in commerce.
The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements and the
like may jeopardize the validity of this submission, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.
Section 9: Application for Renewal
The registrant requests that the registration be renewed for the goods/services/collective organization identified above.
Signature: /Kristine F. Treglia/ Date: 12/12/2014
Signatory's Name: Kristine F. Treglia
Signatory's Position: Associate General Counsel
Mailing Address
(current):
FISH & RICHARDSON P.C.
P.O. BOX 1022
MINNEAPOLIS, Minnesota 55440-1022
Mailing Address
(proposed):
FISH & RICHARDSON P.C.
P.O. BOX 1022
MINNEAPOLIS, Minnesota 55440-1022
Serial Number: 75570930
Internet Transmission Date: Fri Dec 12 09:49:57 EST 2014
TEAS Stamp: USPTO/S08N09-XX.XXX.XX.XX-20141212094957
641768-2961602-500ee3d6c06dd6ccd6dcf2ad8
51d98b536de3b6c2f11f4ea3a2e8edcbfbb37c-D
A-8327-20141203150826771522
